all activities conform to professional auditing standards and report to an Audit (Senior) Manager. Supervisory/Managerial... risk assessments, continuous auditing, and remediation plan validations. This role requires effective communication...
minimum of 12 years’ higher education and/or work experience, including 8 years’ experience in compliance, legal, audit, risk...Overview: This Senior Vice President level role provides guidance on complex compliance risk management activities...
and work closely with Nuveen public market portfolio managers, private market investment officers, as well as the TIAA General... and Duties Assist the head of the Derivatives Desk with all aspects of the business, from operational processes, audit...
is looking for a Public Sector Compliance Analyst. This role will report to the Public Sector Program Manager and will support our internal... Governance, Risk, and Compliance program to help scale MongoDB Inc. to support our customer's needs. This role...
end to end financial aspects of the Americas market. The ideal candidate will play a critical role in aligning financial... standards and regulations Implement and maintain robust internal control systems Manage financial risk across the group...
Application Deadline: 12/26/2024 Address: 3 Times Square Job Family Group: Audit, Risk & Compliance If you’re... looking for your next dream job, consider this one in BMO’s ERPM Risk group where every colleague helps protect and grow the bank by providing...
across our customers' needs and our business' risk management and commercialization strategy. Our Product Managers lead highly... looking for teammates who will help shape Justworks' future and make a profound impact on our business. As a Product Manager, you'll...
Job Description & Summary At PwC, our people in Financial Crimes Risk and Compliance focus on maintaining regulatory compliance and managing... and enhance their internal controls to mitigate risks effectively. In regulatory risk compliance at PwC, you will focus...
Job Description: J.P. Morgan Asset Management is the world's third-largest alternatives manager, with a 40-year... history of delivering innovative alternative solutions across market cycles. Our alternative investment engines are managed...
Collaborating with the engagement manager to establish the responsibilities of individual audit staff for specific areas of audit... by: Applying knowledge of transactional flow and key transactional cycles to complete audit work Documenting, validating...
Collaborating with the engagement manager to establish the responsibilities of individual audit staff for specific areas of audit... by: Applying knowledge of transactional flow and key transactional cycles to complete audit work Documenting, validating...
Gopuff is seeking a Process Lead for our Operations team. Reporting to the Site Leader or Manager, this role is a core... or shine. We're assembling a team of thinkers, dreamers and risk takers who are ready to help us reshape the world of retail...
proactive risk management and supervision within the markets. They report to the Market Supervisory Officer and perform sales... delegated supervisory functions and oversee the branch operational risk and audit process *Educate employees on compliance...
&A and other financial advisory services with full access to the debt, equity and loan capital markets. The team also delivers complex risk... and hedging solutions to clients. The EIT team manages a market leading platform from our offices in Toronto, New York, Houston...
Office teams, Back Office, IT support teams, referential teams, risks and market activity monitoring teams, audit... and services in capital market activities, investment banking, structured finance, commercial banking and international trade. The...
Office teams, Back Office, IT support teams, referential teams, risks and market activity monitoring teams, audit... processing of Fixed Income Market transactions. Your role will be to facilitate trade settlement to ensure all operations...
-office/home role. Details of your in-office schedule will be finalized with your manager. The Contributions You'll Make... with key controls. Audit Support and Validation: Coordinate and respond to internal and external auditors, as well external...
Job Description: We are hiring a Senior Business Manager at the Vice President level supporting the Head of Strategic... organization; manage audit relationships across the firm. Develop and oversee key performance indicators that generate business...
controller, market risk, legal, or audit) to investigate whether activities and practices comply with policies and regulations..., product controllers, legal, regulatory, audit or risk management functions covering asset or wealth management and/or global...
and adaptation of policies to evolving regulatory and market conditions; Continuous monitoring and assessment of the quality of the... onboarding new suppliers/vendors; Address governance and policy requests from Legal, Compliance, and Internal Audit functions...