Nasdaq Technology is looking for a Business Analyst Specialist to join our Broker Dealer team in New York... clients to understand their business scenarios where required and act as a representative of the Broker Dealer team in these...
to optimize fund profitability Contributing to regular discussions with the broker dealer related to the group’s model portfolios... your potential? The Financial Analyst role is a member of the Financial Analysis and Strategic Planning team within Equitable...
to ensure adequate controls over finance functions (e.g., banking & broker-dealer activities/reporting) and validate source... of appropriate audit plans/activities for assigned areas (e.g., banking & broker-dealer regulatory reporting, financial reporting...
to ensure adequate controls over finance functions (e.g., banking & broker-dealer activities/reporting) and validate source... of appropriate audit plans/activities for assigned areas (e.g., banking & broker-dealer regulatory reporting, financial reporting...
with investment bankers and analysts, the broker-dealer community, rating agencies, and legal professionals, among other market... products, mortgages and tax-aware strategies. As a Municipal Research Analyst in the Municipal Fixed Income Research team...
for MUFG US Broker Dealer. Compute moment-to-moment capital charges on underwriting deals. Assist with preparing the... will provide more details. Job Summary: The Regulatory Reporting Analyst reports to the Regulatory Reporting Manager...
types: FA, broker dealer, institutional, sub-advised, international, and end-client use. Write and oversee production... expertise that’s both broad and unique. From our welcoming, inclusive, and flexible culture to our global and diverse business...
The role is in the Broker Dealer Regulatory Reporting Department, which is responsible for ensuring the capital... FOCUS reports for each and ensuring that the primary broker dealer, Citigroup Global Markets Inc. is compliant with the...
and strong analytical skills. Strong understanding of the financial markets and banking, including broker-dealer product-based knowledge...: Application development, maintenance, and testing. Consulting: Business consulting, IT strategy, and digital transformation...
of the financial markets and banking, including broker-dealer product-based knowledge, and the ability to conduct independent...: Application development, maintenance, and testing. Consulting: Business consulting, IT strategy, and digital transformation...
of the financial markets and banking, including broker-dealer product-based knowledge, and the ability to conduct independent...: Application development, maintenance, and testing. Consulting: Business consulting, IT strategy, and digital transformation...
of the financial markets and banking, including broker-dealer product-based knowledge, and the ability to conduct independent...: Application development, maintenance, and testing. Consulting: Business consulting, IT strategy, and digital transformation...
of the financial markets and banking, including broker-dealer product-based knowledge, and the ability to conduct independent...: Application development, maintenance, and testing. Consulting: Business consulting, IT strategy, and digital transformation...
of the financial markets and banking, including broker-dealer product-based knowledge, and the ability to conduct independent...: Application development, maintenance, and testing. Consulting: Business consulting, IT strategy, and digital transformation...
with a broker-dealer or registered investment advisor required, knowledge of complex products is a plus Knowledge of the securities... to interact with the compliance teams and members of various business lines Execute multiple projects at the same time and meet...
business unit that assists the Broker-Dealer in mitigating risk for the firm and its partners. This is accomplished by accurate... Management. The Team The team has varied backgrounds and experience in the industry but share a developed business acumen...
, or a related field 5+ years of experience in a similar business analyst or market operations role, preferably within a broker... broker-dealer’s onboarding process Assist with system configuration, setup, and testing Collaborate with relevant...