THE COMPANY: Our client is a successful open-end investment fund based in the City. They are looking for a Compliance... in respect of staff personal compliance obligations. Supporting the efficient operation of compliance frameworks including...
of Compliance for their London business. This role has a strong focus on financial crime, anti-money laundering (AML), sanctions..., and anti-bribery and corruption (ABC) compliance. THE RESPONSIBILITIES: Maintain and enhance the financial crime compliance...
. They are looking to hire a Senior Compliance Advisor on a permanent basis. This will be a hybrid working role, with 3 days in the office... per week. THE RESPONSIBILITIES: Provide compliance support for new license applications across different jurisdictions...
Compliance Analyst to work within the UK Compliance Monitoring Team. THE RESPONSIBILITIES: Conduct regular Compliance... Communication escalation monitoring New Joiner Compliance oversight Declaration of Interest and PA Dealing Reporting Compliance...
bank faces, mitigating controls and make appropriate changes. Ensures that the Compliance RCSAs are complete and up... to date. Tracks upstream regulatory change Help plan, prepare and execute the compliance monitoring programme. To oversee and carry...
Services regulatory compliance practice. You will support the delivery of specialist regulatory advisory services to a diverse... diligence, compliance reviews, and staff augmentation. The firm also conducts regulatory reviews on behalf of financial...
THE COMPANY: Our client is a leading international Bank based in the City. They are looking for a Compliance and KYC... activities from the Compliance Monitoring Plan (CMP) Carry out all assigned activities from the Compliance and AML Monitoring...
THE COMPANY: Our client is a full-service international investment bank, looking to recruit a Co-Head of Compliance... and regulation. THE RESPONSIBILITIES: Manage the Compliance team actively to support the development of a positive Compliance...
Are you motivated by the opportunity to shape a global compliance strategy and promote a culture of integrity at the... ideal candidate we are looking for! WHAT YOU'LL DO Develop and implement a global compliance strategy, ensuring...
The Compliance Monitoring Officer will be responsible for conducting compliance monitoring reviews, ensuring thorough... Compliance Monitoring Plan. Conduct comprehensive compliance monitoring reviews, including thematic and desk-based periodic...
looking for a Technical Training and Compliance Administrator to support the Gateway UK Technical Management function to ensure compliance... closely with the leadership team to ensure technical compliance and environmental performance across our attractions. As well...
Fitch Group's Compliance Team is seeking temporary maternity cover for a Compliance Manager out of an EU/UK office... Regulatory Compliance team is primarily responsible for managing Fitch Ratings' interaction with regulators across EMEA...
circumstances. What you'll do An exciting opportunity has arisen for a Director to join our Regulatory Compliance team (titled... Investigations, Compliance & Privacy) in London, as part of our Risk Advisory practice. We are expanding our team, building...
) to join our Regulatory Compliance team (titled Investigations, Compliance & Privacy) in London, as part of our Risk Advisory practice... in regulatory compliance. We are looking for an intelligent, pragmatic, and results-oriented individual who can deliver high-impact...
Overview The Opportunity: FIUK is looking for an experienced AML Officer to join the Compliance Team. FIUK AML..., regulatory reports Gather and report on AML MI to the Head of Compliance, the Board, relevant AML committees and leadership team...
are partnered with an organisation who are building an AI-Augmented platform for Compliance Reviews which they're looking to roll... out throughout Europe. They need a German Speaking Compliance Specialist with a strong financial background...
Compliance Technology Support team to meet our growing client base and rollout of both new and enhanced applications... how and where it matters most. Connect to your opportunity You will play a key role within the Globally Co-ordinated Compliance...
New opportunity within this renowned Trustee firm for a Pensions Technical/Compliance specialist to develop... and implement compliance policies in line with Pensions regulatory changes. About the role Develop, implement and maintain...
management looking to transition into a high-growth commercial environment. Compliance Associate Responsibilities... decisions. As a Compliance Associate, you will be joining a high-performing global team that works closely with their core...
: Deputises for the Head of Compliance Division in day-to-day management of the Central Surveillance team. Has extensive technical.../Professional Compliance Qualification At least five years’ relevant experience Strong knowledge of applicable regulations e.g...
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