, continuing sustainment of key agency programs, and ensuring compliance with applicable regulations. NYCEM receives funding... sources the agency receives. The Director of Financial Recovery & Compliance will work as part of the Office of the Chief...
opportunities and development for our teams. GENERAL PURPOSE: The Director, Product Compliance & Regulatory Attorney will work... as a member of the Ross Legal and Compliance team, as part of the New York-based Legal group. In general, the position...
Senior Regulatory Compliance Specialist Role & Responsibilities Oversee and manage state regulatory compliance... regulatory requirements. Develop and maintain comprehensive documentation related to compliance activities and state filings...
, (5) perform FINRA and RIA compliance reviews of fundraising and other marketing materials and (6) prepare AML... of regulatory filings as needed Standardize and maintain proper record keeping of: Vista fund and other compliance-related...
ABOUT THE ROLE YieldStreet is looking for a Compliance Associate to work with and report to the Regulatory... and Compliance Counsel. In this role you will assist with the oversight of an SEC registered investment adviser, with a related FINRA...
to new employees, managing employee performance and compensation, and ensuring compliance with all applicable employment... dynamic workforce. The Office of Human Resources is seeking a qualified individual to serve as a Compliance Specialist...
matter; promotes compliance with training programs and reporting; guides agencies in effective use of workforce metrics... that inform agencies' equitable recruitment and retention efforts; designs and maintains compliance tools and reference resources...
Facilities Regulatory Specialist - Life Safety  Environment of Care Compliance Specialist  - FacilitiesÂ... This position is responsible for monitoring and tracking the organizationâs compliance with, and also providing regulatory...
matter; promotes compliance with training programs and reporting; guides agencies in effective use of workforce metrics... that inform agencies' equitable recruitment and retention efforts; designs and maintains compliance tools and reference resources...
An exciting opportunity for a Drafter – Façade Restoration & Compliance with a leading architecture and engineering..., assist with on-site and scaffold inspections, and collaborate with senior staff to ensure compliance with NYC building...
in our Ethics and Compliance Division. The attorney in this role will be responsible for the Law Department's compliance with the.... These include, among other things, overseeing day-to-day agency compliance by all divisions of the Department (advising...
Job Description: Global Compliance Our division prevents, detects and mitigates compliance, regulatory... and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through...
. Ensures all activities conducted are in compliance with governing regulations, internal policies, and procedures..., systems, and knowledge. Assists the Senior Manager, Compliance within Scotiabank's Asset Management division in carrying out...
and Compliance to lead Olo's Payment Facilitator compliance and risk program as well as support corporate compliance and privacy..., transaction monitoring, and compliance oversight. Reporting to the VP, Deputy General Counsel, Privacy, you will also support...
. Ensures all activities conducted are in compliance with governing regulations, internal policies, and procedures..., systems, and knowledge. Assists the Senior Manager, Compliance within Scotiabank’s Asset Management division in carrying out...
groups. US Compliance delivers on the global Compliance mandate by providing timely, proactive advice and independent second... financial institution based in Toronto, Ontario, Canada. PWG Compliance delivers on the global Compliance mandate by providing...
A company is seeking an experienced Director of Compliance to manage compliance functions within an MLTC (Managed Long... adherence to compliance standards and regulations. Responsibilities Include: Collaborate with the VP of Compliance...
Application Deadline: 02/11/2025 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance The... US Capital Markets Compliance Team is seeking an Equities Compliance Director with primary accountability for the Firm’s Cash...
Self-Clearing Broker Dealer seeks experienced Chief Compliance Officer with a minimum of 5 years of experience working... role of Chief Compliance Officer working at a Self-Clearing Broker-Dealer within the last 10 years will be considered...
; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act...); financial controls and operational support services; compliance and operational related projects and reviews; and outsourced CFO...