Job Description: The Senior Conduct Compliance Risk Analyst is responsible for assisting in the management...; To take a co-lead role alongside the Senior Compliance & Conduct Manager in all conduct responsibilities managed by the team...
Compliance Analyst Top tier city firm Compliance Analyst Carrying out CDD on a full range of clients, analysing... and regulatory obligations including the Solicitors Regulation Authority. Top tier city firm Compliance Analyst is offering...
Risk and Compliance Analyst Department: InfoSec Employment Type: Full Time Location: London, UK... Description About the Role: We are looking for an analytical and detail-oriented Risk and Compliance Analyst. The role will be responsible...
Finance Analyst (VAT Compliance) Duration - 9 months Salary - £48K per annum Hybrid, London... Job Description: Working within the current EMEA VAT Compliance team, the VAT Tax Analyst will: Prepare, analyse and submit European VAT...
Job Description: BUSINESS UNIT AND ROLE OVERVIEW Investment Banking Compliance supports the Investment Banking... business by providing advice and guidance on regulatory, legal and compliance matters. Investment Banking (“IB”) includes M...
Job Description: Compliance Analyst - Market Data Services At J.P. Morgan, we are committed to delivering... exceptional value and experience to our clients. As a Compliance Analyst within our Market Data Services team, you will be at the...
and comprehensive records of all law enforcement requests, investigative actions, and outcomes Support additional compliance-related...
Compliance Technology Support team to meet our growing client base and rollout of both new and enhanced applications... how and where it matters most. Connect to your opportunity You will play a key role within the Globally Co-ordinated Compliance...
clients first Lead with quality Set the standards ROLE AND RESPONSIBILITIES Reporting into a Senior Compliance Manager..., your position will involve supporting the Compliance function’s monitoring and risk assessment pillar in ensuring that the firm...
Looking for a legal, risk or compliance specialist? Share your hiring requirements. Specialisms Our sectors... Hiring Advice Resources Back Resources Insights and advice for the legal, risk and compliance community. Market...
and assessments to identify and address any compliance issues promptly; Assist in responding to compliance queries and managing... in reporting; Work closely with the legal and global compliance team to develop and update internal policies and procedures...
. Description of the department The UK Compliance Advisory team provides timely advise and support to AXA Investment Manager’s regulated... entities in the UK. The Senior Compliance Manager heads the team and reports into he UK Head of Compliance. The main...
. Description of the department The UK Compliance Advisory team provides timely advise and support to AXA Investment Manager’s regulated... entities in the UK. The Senior Compliance Manager heads the team and reports into he UK Head of Compliance. The main...
, and embedding policies, procedures, processes, systems, and controls to ensure compliance with applicable regulatory requirements... compliance role, preferably within the Lloyd's market Experience in financial crime, licensing and sanctions...
The Compliance Department at Squarepoint has a wide range of roles and responsibilities that seek to: Maintain... and protect the good reputation of the firm Promote a strong culture of compliance and ethical behavior Ensure compliance...
and categorization of data returned from various segments. The Privacy Compliance Analyst will be expected to understand compliance...Job Posting Title: Privacy Compliance Coordinator Req ID: 10115412 Job Description: About the Role & Team...
Crimes Compliance Market Surveillance team oversees State Street’s Foreign Exchange (FX), Equity, GlobalLink, Global Treasury... you are up for. What you will be responsible for As Trade Surveillance Analyst you will Design and implement advanced...
experience in either, a consulting, in house compliance, regulatory operations or business analyst role or equivalent. A good... and compliance matters. You will have exceptional opportunities to operate in a multitude of capacities, including helping to shape...
& Ethics and the Senior Compliance & Conflicts Analyst, including meeting and video conference arrangements, Chrome River..., innovation, and collaboration. About the Role: The OGC Compliance & Ethics Assistant is an integral part of Latham’s Office...
An international law firm headquartered in London is hiring for a senior risk and compliance professional to take the... lead and shape the risk strategy and tackle complex compliance challenges. This multifaceted role requires a skilled leader...