MENU

Find your dream job now!

Click on Location links to filter by Job Title & Location.
Click on Company links to filter by Company & Location.
For exact match, enclose search terms in "double quotes".

Keywords: Compliance Manager - Legal, Compliance , Location: New York City, NY

Page: 3

Broker Dealer Regulatory Governance Compliance Officer

with expertise in US securities, swaps and banking laws and regulation. Proactively engage with Compliance, Legal and other control... of benefits to its employees. Role Description The Advisory Compliance team serves as a regulatory advisory function...

Posted Date: 17 Apr 2025

FICC Sales and Trading Compliance

. Proactively engages with Compliance, Legal and control function colleagues to enhance the overall Compliance program. Escalates... of benefits to its employees. Role Description The Advisory Compliance team serves as a regulatory advisory function...

Posted Date: 17 Apr 2025

Privacy & Data Compliance Specialist - USDS

compliance framework (PCF), working closely with global legal, R&D, Privacy and Data Protection Offices (PDPO) as well as USDS...'s most trusted social media platform. - We partner with TikTok global legal, R&D, Privacy and Data Protection Office, and security...

Company: TikTok
Location: New York City, NY
Posted Date: 09 Apr 2025

Compliance Officer, VP

Officer to join its global compliance team within the Legal and Compliance Department. This role will support the... development and implementation of the U.S. Registered Funds compliance program, collaborating with the Legal and Compliance...

Company: PIMCO
Location: New York City, NY
Posted Date: 06 Apr 2025
Salary: $137500 - 195000 per year

Senior Vice President, Compliance Consulting

required, legal degree or MBA is a plus Either: 8 years or more serving in a compliance role in-house with a registered... investment adviser, private fund manager, or broker-dealer; or 7 years or more serving as a regulatory compliance consultant...

Company: Kroll
Location: New York City, NY
Posted Date: 30 Mar 2025
Salary: $90000 - 200000 per year

Regulatory Code & Compliance Analyst

and addressed. - Collaborate with DSNY's IT, Legal, and Enforcement divisions to ensure accurate compliance reporting... is seeking Regulatory & Compliance Analysts to support the enforcement, oversight, and compliance functions of the CWZ program...

Company: City of New York
Location: New York City, NY
Posted Date: 27 Mar 2025

Compliance & Risk Specialist

, Compliance & Risk, on our Compliance and Risk team within our Legal, Compliance & Risk organization. What You'll Work... in our dedicated office space in New York starting September 2025. Join our team as a Compliance & Risk Specialist and play a key...

Company: TaskRabbit
Location: New York City, NY
Posted Date: 26 Mar 2025

Compliance Associate

about legal obligations and compliance topics Strong issue spotting skills and proactive orientation; identifies potential... looking for a knowledgeable and hardworking Compliance Associate who has a strong interest in the pre-IPO space and private markets. Since 2013...

Company: EquityZen
Location: New York City, NY
Posted Date: 20 Mar 2025
Salary: $95000 - 125000 per year

CMS Marketing Materials Regulatory/Compliance Associate

Innova Solutions is immediately hiring for a CMS Marketing Materials Regulatory/Compliance Associate Position... detailed review of member and prospective member communications against CMS regulations to ensure compliance and provides...

Company: Innova Solutions
Location: New York City, NY
Posted Date: 13 Mar 2025
Salary: $75000 per year

Compliance Specialist

Specialist. Reporting to the Compliance Manager, the Compliance Specialist will implement and execute strategies to ensure... is also responsible for working with the Compliance Manager, the Associate Director of Compliance, and other Compliance Specialists...

Location: Brooklyn, NY
Posted Date: 01 Mar 2025
Salary: $52000 - 63500 per year

Compliance - BXPE, VP

is available at . Follow @blackstone on , , and . Blackstone seeks a Senior Vice President to join its Legal & Compliance team to provide... will report to and work closely with the Chief Compliance Officer of BXPE and collaborate with the PWS Legal & Compliance group...

Company: Blackstone
Location: New York City, NY
Posted Date: 28 Feb 2025

Swap Dealer and Security-Based Swap Dealer Compliance - Vice President

and Exchange Commission (SEC), and NFA swap dealer and security-based swap dealer regulations preferably in a Compliance or Legal...Job Description: Job Title Swap Dealer and Security-Based Swap Dealer Compliance Corporate Title Vice President...

Company: Deutsche Bank
Location: New York City, NY
Posted Date: 28 Feb 2025
Salary: $125000 per year

New York Legal Consulting - Strategic Sourcing Manager (Variable)

JOB REQUISITION New York Legal Consulting - Strategic Sourcing Manager (Variable) LOCATION NEW YORK CITY ADDITIONAL... to join our growing Legal Consulting team. What You Can Expect As a Manager, you’ll partner with our clients to identify and manage...

Company: Protiviti
Location: New York City, NY
Posted Date: 25 Apr 2025
Salary: $108000 - 173000 per year

Clinical Manager/Social Worker (Legal Non-Profit)

POSITION TITLE: Clinical Manager/Social Worker DEPARTMENT: Lawyer Assistance Program POSITION REPORTS TO: Executive..., working in an established program that is solely dedicated to assisting members of the legal profession. The program provides...

Posted Date: 16 Mar 2025
Salary: $77000 - 85000 per year

Legal Project Manager

We are conducting a search for an experienced Legal Project Manager for a global law firm client. The ideal candidate... will be responsible for working alongside Litigation legal matter teams, including the partners, to provide project management, staffing...

Company: SourcePro Search
Location: New York City, NY
Posted Date: 28 Feb 2025

A+ Legal Secretary/Office Manager

We are seeking an A+ Legal Secretary with top-tier tenure and skills to join us. In this role, you will not only serve... as a legal secretary but also take on the responsibilities of office management. You'll be the backbone of our office, stepping...

Company: SourcePro Search
Location: New York City, NY
Posted Date: 26 Feb 2025
Salary: $100000 - 110000 per year

Legal Operations Manager (NY)

Operations Manager to enhance the efficiency and effectiveness of our legal and compliance departments. This role focuses...Position Title: Legal Operations Manager (NY) Entity: KBRA Holdings, LLC Employment Type: Full-time Location: New...

Posted Date: 21 Feb 2025
Salary: $110000 - 130000 per year

Legal Senior Program Manager - North America Legal Entity Governance

The Legal Support Lead Officer for North America Legal Entity Governance is a senior level, non-attorney role..., responsible for providing legal support to the Citi Legal team, including through drafting and maintaining documents related...

Company: Citigroup
Location: New York City, NY
Posted Date: 09 May 2025
Salary: $129840 - 194760 per year

Legal Industry - Middle Market Relationship Manager

and processes are in compliance with regulatory and company guidelines, policies and procedures. Establishes and maintains... combination of education and experience. Minimum Experience: Ten years of commercial banking experience, legal or accounting...

Company: Synovus
Location: New York City, NY
Posted Date: 08 Mar 2025

Senior Lead Counsel 1/SVP - North America Legal Entity Governance

The Senior Lead Counsel 1/SVP - North America Legal Entity Governance is a senior level position responsible... for serving as subject matter expert and legal advisor to business stakeholders, functional partners, and certain US subsidiary...

Company: Citigroup
Location: New York City, NY
Posted Date: 09 May 2025