. About the role You will be working on a variety of compliance tasks with a range of stakeholders supporting the Head... of Compliance and the Assurance Director. Based in either our London or Bristol offices, you will benefit from the unique blend...
Head of Compliance, UK, Ireland, Middle East & Africa (SVP) Who we are looking for: Our Head of Compliance for UK..., Ireland, Middle East & Africa, is responsible for leading the Compliance function across the United Kingdom (UK), Ireland...
are complete and up to date. Tracking upstream regulatory change Help plan, prepare and execute the compliance monitoring... within a Deputy or compliance manager role in the banking sector. Strong communication skills, with the ability to engage effectively...
The Compliance Lead is a senior member of the Quality and Compliance Team responsible for monitoring and maintaining... in collaboration with Training manager Primary contact for IQVIA Quality and Compliance Team Coordinating compliance training...
possible corrective actions to restore or maintain compliance. Provide the Project Manager with a summary of any concerns... Compile and deliver regular reports to the Project Manager, detailing duty holder performance, ongoing compliance status...
and Compliance Manager, Risk and Compliance lawyer, Compliance Officer, Junior Compliance Officer. The successful candidate will work... This is a position for a Compliance Officer to join the Risk and Compliance team that consists of the Head of Compliance, Risk...
clients first Lead with quality Set the standards ROLE AND RESPONSIBILITIES Reporting into a Senior Compliance Manager..., your position will involve supporting the Compliance function’s monitoring and risk assessment pillar in ensuring that the firm...
policies and procedures Support client compliance processes through the capture and monitoring of client required control...Risk and Compliance Analyst Department: InfoSec Employment Type: Full Time Location: London, UK...
, asset manager, etc.) Compliance specific industry certifications including those awarded by the ICA or CISI... obligations, Compliance provides expert advice, oversight and thought leadership in relation to relevant rules and regulations...
, corporate bank, asset manager, etc.) Compliance specific industry certifications including those awarded by the ICA or CISI... obligations, Compliance provides expert advice, oversight and thought leadership in relation to relevant rules and regulations...
, corporate bank, asset manager, etc.) Compliance specific industry certifications including those awarded by the ICA or CISI... obligations, Compliance provides expert advice, oversight and thought leadership in relation to relevant rules and regulations...
to the design and delivery of compliance monitoring and testing as needed. General It is important... as delivered by your line manager, the Culture & People or assurance teams (compliance, risk, internal audit) either directly, via...
a strong culture of compliance, and serving as a trusted advisor to senior stakeholders. Reporting to the UK General Manager (who... are in place Ensure that there is a programme of periodic regulatory compliance monitoring to provide a second line assurance...
as well as a large financial institution (investment bank, corporate bank, asset manager,etc.) Compliance specific industry... obligations, Compliance provides expert advice, oversight and thought leadership in relation to relevant rules and regulations...
Market Abuse and Best execution) under guidance from the Senior Compliance Manager and Senior Compliance Monitoring Officer.... Description of the department The UK Compliance Advisory team provides timely advise and support to AXA Investment Manager’s regulated...
Market Abuse and Best execution) under guidance from the Senior Compliance Manager and Senior Compliance Monitoring Officer.... Description of the department The UK Compliance Advisory team provides timely advise and support to AXA Investment Manager’s regulated...
as required. In addition, maintain robust oversight and monitoring of internal policy and procedure compliance Operates in line with the Bank...I am currently supporting an international bank who are looking to hire a Compliance Officer to join their team...
of projects, supporting the Project or Programme Manager to deliver key outputs of programmes in order to meet client requirements... and implement Construction Design Management (CDM) requirements associated with projects to deliver compliance to regulations...
Job Description: We are seeking an International Tax Manager to undertake the day-to-day management of the UK..., but not compulsory, possess knowledge and experience of UK/EU VAT law and compliance processes Ideally, but not compulsory, a basic...
safe, and as our Senior Customer Safety Manager, you’ll take the lead in making sure our hotels, partners, and service... expectations, and ensure compliance across our entire supply chain, and you’ll work closely with internal teams and external...