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Keywords: Compliance Monitoring & Testing - Swap Dealer Compliance Vice President, Location: Jersey City, NJ

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Compliance Monitoring & Testing - Swap Dealer Compliance Vice President

and Skills 7+ years of swap dealer experience Has a Compliance Testing, NFA or Internal Audit background Able to work... of benefits to its employees. Role Description SMBC's Compliance Department Americas Division is seeking a VP of Swap Dealer...

Posted Date: 02 Oct 2024

Compliance Risk Assessment Officer VP

of benefits to its employees. Role Description SMBC Group is seeking a Vice President for the Compliance Risk Assessment team... and Control Assessment. As a Compliance Risk Assessment (“CRA”) Vice President, this role will assist in managing a comprehensive...

Posted Date: 15 Sep 2024