their ambitions faster. Compliance Monitoring Officer Our fast-paced Compliance team is looking for a Compliance Monitoring... Officer with experience in performing compliance monitoring procedures in the payments and/or finance industry. The...
Job Overview: The Program Officer, Monitoring and Compliance supports the overall quality assurance and compliance... and implement the monitoring and evaluation framework used to maintain donor compliance, tracking compliance metrics; and ensure...
Job Description: Global Compliance Our division prevents, detects and mitigates compliance, regulatory... and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through...
Officer will lead the monitoring and evaluation of the Virtual Resettlement & Processing (R&P) program, with a particular... planning routines, in collaboration with the Monitoring & Compliance and VR&P program teams, and holding meetings to capture...
Requisition ID: req54628 Job Title: Monitoring, Evaluation, and Learning Officer, VR&P Sector: Monitoring...-focused program design. The Monitoring, Evaluation, and Learning Officer will lead the monitoring and evaluation of the...
Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day...
Job Description: Job Title Compliance Officer – Investment Bank Compliance – Origination & Advisory – Capital Markets... compliance monitoring program by providing input on the framework documents and completing verification checks as outlined the in...
Compliance Officer - Director Contract type Permanent Contract Job summary Summary: The Conflicts Management Group (“CMG... Job description Business type Types of Jobs - Compliance / Financial Security Job title Deputy Investment Banking and Regulatory...
Compliance Officer - Director Contract type Permanent Contract Job summary Summary: The Conflicts Management Group (“CMG... Job description Business type Types of Jobs - Compliance / Financial Security Job title Deputy Investment Banking and Regulatory...
Job description Business type Types of Jobs - Compliance / Financial Security Job title Monitor & Surveillance Compliance Officer... (Director) Contract type Permanent Contract Job summary Summary: The Fixed Income Compliance Officer is responsible...
Job Description: Job Title Compliance Officer – Investment Bank Compliance – Origination & Advisory – Capital Markets... Interact with federal and state regulators, Support the global compliance monitoring program by providing input on the...
Job description Business type Types of Jobs - Compliance / Financial Security Job title Monitor & Surveillance Compliance Officer... (Director) Contract type Permanent Contract Job summary Summary: The Fixed Income Compliance Officer is responsible...
Summary: The Fixed Income Compliance Officer is responsible for day-to-day monitoring and surveillance of the Global... and Reporting: The Fixed Income Compliance officer reports directly to the US Head of Global Markets Regulatory Compliance...
Job Description: Job Title Investment Bank Compliance Officer – Origination & Advisory Corporate Title Vice... and inspections Support the global compliance monitoring program by providing input on the framework documents and completing...
relentless, customized service is the foundation of our consistent growth. The Vice President, Capital Markets Compliance... Officer is responsible for acting in an advisory capacity to the Wedbush Capital Markets activities including equity market...
Job Description: Job Title Compliance Officer – Fixed Income Sales & Trading - Credit Corporate Title Vice... and inspections; interact with federal and state regulators Support the global compliance monitoring program by providing input...
, Compliance, and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large... and compliance advice to business units, identify and provide training and conduct monitoring of the broker dealers public side sales...
and the Risk & Internal Controls team globally, the Data & Technology Covering Compliance Officer will be a direct liaison... Compliance Monitoring team pertaining to Data & Technology employees' adherence to S&P Global Ratings' Policies. Undertake...
, and evaluate the impact of controls to address ongoing compliance. Participate in the review of monitoring and surveillance... to regulatory enforcement investigations. Conduct assigned monitoring and compliance processes in accordance with written...
, and evaluate the impact of controls to address ongoing compliance. Participate in the review of monitoring and surveillance... to regulatory enforcement investigations. Conduct assigned monitoring and compliance processes in accordance with written...