CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. The... to regulatory and audit inquiries. Secondary Responsibilities Support the employee trade monitoring function...
management compliance. Proficiency in monitoring trading and coding compliance systems (e.g., BlackRock’s Aladdin, Bloomberg... Opportunity: This role is based in New York, NY and will be primarily responsible for monitoring client portfolios...
Job description Business type Types of Jobs - Finance / Accounting Job title Risk Monitoring & Reporting Associate Contract... type Permanent Contract Job summary Summary Serve as Risk Monitoring & Reporting Associate to the Head of Projects, Risk...
Summary Serve as Risk Monitoring & Reporting Associate to the Head of Projects, Risk Monitoring & Reporting. The team... for Senior Management Assist business on KYC matters, swing lines renewals, Compliance requests among others Provide support...
Job description Business type Types of Jobs - Finance / Accounting Job title Risk Monitoring & Reporting Associate Contract... type Permanent Contract Job summary Summary Serve as Risk Monitoring & Reporting Associate to the Head of Projects, Risk...
, administer monitoring, maintain Compliance policies, provide marketing and training review, and help design testing plan... Required qualifications, capabilities and skills Attorney or compliance officer with a minimum 5 years of compliance/legal experience...
of Compliance Officers who provide compliance advisory services, design key risk indicators and compliance monitoring programs... and objectives with compliance strategy and risk appetite. Representing Chief Compliance Officer in significant strategic...
and objectives. Serves as Compliance Officer within Bank Regulatory Compliance of the U.S. operation of The Bank of Nova Scotia (the... for every future! Purpose Contributes to the overall success of the First Line and the Compliance Department in both the...
, administer monitoring, maintain Compliance policies, provide marketing and training review, and help design testing plan... Required qualifications, capabilities and skills Attorney or compliance officer with a minimum 5 years of compliance/legal experience...
and objectives. Serves as Compliance Officer within Bank Regulatory Compliance of the U.S. operation of The Bank of Nova Scotia (the... for every future! Purpose Contributes to the overall success of the First Line and the Compliance Department in both the...
. Compensation depends upon experience level. 3+ years experience as a Compliance Analyst/Officer from a global bank, ACAMS...We are seeking a Compliance Analyst for a direct hire employee role with our client in midtown, New York City...
: At least 3 years of experience as a compliance officer or in a risk management or control function role Knowledge of operational...Job Description: Global Compliance Our division prevents, detects and mitigates compliance, regulatory...
reins as global head of compliance, reporting directly to the Chief Operating Officer. You must have extensive experience in... compliance specifically across global futures and may have even previously worked with a financial regulator. The...
(SBS) Enterprise Area of Coverage (EAC) Global Compliance & Operational Risk (GCOR) Officer is a subject matter expert... on compliance issues and oversee the implementation of related remediation; Assist in developing Monitoring & Testing to review...
now. We’ve got what you’re looking for. Job Description: Parsons is looking for an amazingly talented Permitting Compliance..., construction management, stakeholder coordination, federal compliance, operations support, office administration, and related...
as of March 31, 2024. Position: The Compliance Officer will support the Rockefeller Asset Management’s Compliance program..., with a focus on testing and monitoring. Responsibilities will also include the development of sustainable controls where control...
and Risk management Officer is responsible for implementing and administrating all aspects the Bank’s compliance program... Chief BSA Officer and Head of FLU Compliance Oversight, and Head of MKD/MOD to ensure the effective operation of the...
and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the New Product... of benefits to its employees. Role Description The Compliance group within SMBC Nikko Securities Inc. serves as a regulatory...
risk mitigation strategies and action plans. Working with the Global Chief Compliance Officer and Compliance Assurance... of operational compliance risks to move from 'point in time' manual assurance to continuous monitoring solutions and exception-based...
compliance to Policy, while robust DQ monitoring is in place and appropriate attention to issue remediation applied. As part...Job Description: Risk & Compliance Data Leader Bring your ideas. Make history. BNY offers an exciting array...