, executable prices—instantly actionable at scale. As we grow, we’re seeking a dynamic General Counsel & Chief Compliance Officer... (GC & CCO) to lead our legal and compliance functions, ensuring we stay ahead of regulatory requirements while enabling...
Flow Traders is looking for Compliance Officer to join our Compliance team in New York. The ideal candidate is process... compliance advisory support to business units on market rules, practices and/or compliance risks Perform daily monitoring...
is looking for an experienced Officer with a background in regulatory compliance related to products within the payments- or financial industry... their ambitions faster. Senior Regulatory Product Senior Officer Our fast-paced Regulatory Product Team...
oriented exceptional professional to serve as Assistant Agency Chief Contracting Officer (AACCO) of Compliance. The... MANAGER or ADMINISTRATIVE MANAGER The Bureau of the Agency Chief Contracting Officer within the Division of Finance...
Compliance Officer / Advisory (Financial Security) Contract type Permanent Contract Job summary Summary: This position.../2024 Job description Business type Types of Jobs - Compliance / Financial Security Job title AML / OFAC...
Compliance Officer / Advisory (Financial Security) Contract type Permanent Contract Job summary Summary: This position.../2025 Job description Business type Types of Jobs - Compliance / Financial Security Job title AML / OFAC...
Job Description: Job Title Compliance Officer – Investment Bank Compliance – Origination & Advisory – Capital Markets... regulatory/compliance training Assist the Business in implementing and documenting various supervisory/control mechanisms...
Job Title Financial Crime Compliance NA Change Management Officer Job Description The Financial Crime Compliance... (FCC) North America (NA) Change Management Officer is a critical role within the FCC NA Governance vertical...
Job Title: Fractional Chief Compliance Officer (Healthcare Industry) Position Type: Independent Contractor (1099... Compliance Officer (CCO) to provide strategic oversight and guidance on compliance matters within the healthcare industry...
, highly effective compliance program. The Chief Compliance Officer of Figure Lending will lead the Lending compliance team... and oversee the related compliance and regulatory functions. The Chief Compliance Officer of Figure Lending will assume primary...
Compliance Officer / Advisory (Financial Security) Contract type Permanent Contract Job summary Summary: This position.../2025 Job description Business type Types of Jobs - Compliance / Financial Security Job title AML / OFAC...
Position Summary The Global Export and Trade Compliance Officer is responsible for managing and overseeing the... university’s compliance with U.S. export control laws and trade regulations, including the International Traffic in Arms...
Position Summary The Global Export and Trade Compliance Officer is responsible for managing and overseeing the... university’s compliance with U.S. export control laws and trade regulations, including the International Traffic in Arms...
Position Summary: The Global Export and Trade Compliance Officer is responsible for managing and overseeing the... university’s compliance with U.S. export control laws and trade regulations, including the International Traffic in Arms...
and Trading Compliance Officer ("Sales and Trading Compliance Officer") within Guggenheim Securities. The Sales and Trading... Compliance Officer advises and assists the Firm's Sales and Trading Divisions in establishing, implementing, and testing...
Job Description: Job Title Investment Bank Compliance Officer – Origination & Advisory Corporate Title Vice... and inspections Support the global compliance monitoring program by providing input on the framework documents and completing...
Equity Sales and Trading Compliance - Vice President Company Profile Morgan Stanley is a leading global financial... within Legal and Compliance provide a wide range of services to our business units. They might help to structure a complex...
Position Summary Responsibilities Key Responsibilities Supervise 2 or more compliance officers; Analyze... proposed transactions and provide compliance guidance; Perform post-transaction surveillance and reporting tasks; Monitor...
relationships with those on probation to enhance community safety and decrease recidivism. We are seeking an ADA Compliance... accessibility audits and evaluations of websites, applications, and digital content to ensure compliance with MOPD and ADA...
: Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory... transactions to ensure that all activity is in compliance w/ current BSA/AML regulatory standards. Review of daily reports...