Position Summary Responsibilities Key Responsibilities Interacts with deal team to collect due customer identification and beneficial ownership information Conduct Know Your Customer due diligence on customers, counterparties, and th...
in our Ethics and Compliance Division. The attorney in this role will act as the agency's Records Access Officer and be responsible... for the Law Department's compliance with the New York State Freedom of Information Law (FOIL) and the New York City...
RGFO Chief Compliance Officer. The ideal candidate will have extensive experience in broker-dealer activities and a deep... as of December 31, 2024. Position: We are seeking a highly skilled and knowledgeable Product and Operations Compliance Specialist...
, and other audit stakeholders Your Role Reporting to the Chief Compliance Officer and working closely with other staff throughout... and safety, and increasing opportunities for equitable growth. Your Team The newly created Office of Compliance & Risk...
Job Category: Compliance & Regulatory Consulting Job Description: Kroll' Financial Services Compliance... and Regulation (FSCR) team provides expert compliance support for a variety of firms including hedge funds, private equity firms...
, Compliance, and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large... of benefits to its employees. Role Description The Advisory Compliance team serves as a regulatory advisory function...
and compliance. - Perform other procurement-related functions as assigned by the Director or Agency Chief Contracting Officer (ACCO...
Corporate Compliance officer, and making recommendations for improvement and correction where identified. ESSENTIAL DUTIES...Min: USD $65,000.00/Yr. Max: USD $80,000.00/Yr. Position Overview: As a Compliance Specialist, you will be joining...
Max USD $80,000.00/Yr. Position Overview As a Compliance Specialist, you will be joining a dynamic department... compliance strategies, provide technical support to program staff (including trainings), and conduct targeted reviews, internal...
with the Chief Compliance Officer on the creation of a formal governance structure for Melio's future MTL framework Determine...Senior Associate, Enterprise Compliance Location: Hybrid in New York City (3 day in-office requirement...
’s business and corporate groups, other members of the firm’s Legal and Compliance group, members of Blackstone’s Board...) and other public company disclosure documents. Management of NYSE listed company compliance matters, including preparation...
. Under the general supervision of the Chief Waterfront Officer or the Director of Waterfront Permits, the Building and Compliance... under its jurisdiction. Permitting operations include reviewing scope of construction, plan examinations for compliance with New...
Compliance Officer, the Compliance Department is comprised of functionally aligned teams that operate collaboratively based..., experiences, and perspectives can build careers within this exciting and growing industry. Job Description The Ares Compliance...
Compliance Officer. This role is based in the Firm's New York office. Key Responsibilities Manage all aspects of the...Position/Title: Associate - Legal and Compliance Pretium Pretium is a specialized investment firm focused...
Compliance Officer. Coordinate and/or conduct timely training on case management procedures for Analysts to ensure case quality... SARs cases deemed suspicious in the automated transaction monitoring system for approval of the Chief Compliance Officer...
now. We’ve got what you’re looking for. Job Description: Parsons is looking for an amazingly talented Permitting Compliance..., construction management, stakeholder coordination, federal compliance, operations support, office administration, and related...
. This position reports directly to the Fireblocks' Senior Director of Compliance and Chief Compliance Officer for the regulated... the Chief Compliance Officer and Board of Directors for the regulated entities. Drive updates to AML/CTF risk...
Officer (UDCO) or Project Manager, as determined. The DBE Compliance Manager will ensure program compliance through a review...Job Overview Skanska is searching for a dynamic DBE Compliance Manager. This is a great opportunity to start a career...
Officer (UDCO) or Project Manager, as determined. The DBE Compliance Manager will ensure program compliance through a review...Job Overview: Skanska is searching for a dynamic DBE Compliance Manager. This is a great opportunity to start...
role will report to the Chief Compliance Officer, Global Compliance. Responsibilities: Develop and implement...Job Description: The Global Head of Consumer Compliance & Market Conduct Risk will be a key part of the Global...