The Compliance Surveillance Strategy & Governance Officer will provide support to the Head of Surveillance Governance... activity, training, monitoring, surveillance and supporting the firm to implement regulatory change. The Compliance...
The Compliance Surveillance Strategy & Governance Officer will provide support to the Head of Surveillance Governance... activity, training, monitoring, surveillance and supporting the firm to implement regulatory change. The Compliance...
Job Description: BUSINESS UNIT OVERVIEW The Global Markets Surveillance Compliance team ("MSC") is part of the... development and oversight of market abuse surveillance controls. MSC helps identify and prioritize the compliance and regulatory...
Manager or Product Owner. Experience working within eComms Surveillance and/or similar compliance disciplines. Experience...-leading cloud archiving, surveillance, eDiscovery, and analytics solutions. We securely capture and preserve the...
strategy. This role will be focused on administering data governance across exchanges as well as the broader Surveillance data... Group Compliance team and will report directly to the Co-Head of Surveillance. The Data Governance Manager role...
-leading cloud archiving, surveillance, eDiscovery, and analytics solutions. We securely capture and preserve the... and ensuring compliance with stringent regulations. Though we offer competitive compensation and benefits and all the other perks...
-leading cloud archiving, surveillance, eDiscovery, and analytics solutions. We securely capture and preserve the... and ensuring compliance with stringent regulations. Though we offer competitive compensation and benefits and all the other perks...
-leading cloud archiving, surveillance, eDiscovery, and analytics solutions. We securely capture and preserve the... and ensuring compliance with stringent regulations. Though we offer competitive compensation and benefits and all the other perks...
-leading cloud archiving, surveillance, eDiscovery, and analytics solutions. We securely capture and preserve the... and ensuring compliance with stringent regulations. Though we offer competitive compensation and benefits and all the other perks...
-leading cloud archiving, surveillance, eDiscovery, and analytics solutions. We securely capture and preserve the... and ensuring compliance with stringent regulations. Though we offer competitive compensation and benefits and all the other perks...
-leading cloud archiving, surveillance, eDiscovery, and analytics solutions. We securely capture and preserve the... and ensuring compliance with stringent regulations. Though we offer competitive compensation and benefits and all the other perks...
to manage the Trust's patient safety, clinical effectiveness, risk and safety learning system's strategy. Working... analysis using Datix and other governance system outputs to identify trends, clusters and risk / compliance issues, as well...
are performed in compliance with all relevant regulations and laws governing business operations Perform audit and surveillance... of any successful, happy workplace. Through our Value Everyone Diversity and Inclusion Strategy and Action Plan, we are growing our diverse...
and coordinate QHSE improvement and compliance within the region by leading the cultural change to a Zero Incident and Zero Waste... establishment and maintenance of an operational risk register and the legal surveillance per country. Enhance experience sharing...
by building the best-in-class surveillance tooling, where our analytics bring the front office risk mindset to the compliance... function. Though we have developed in the trade surveillance arena, we have always been more than that. At heart...
and compliance risks such as fraud, bribery and corruption, money laundering, sanctions breaches, know your customer failings (KYC...), price fixing, mis-selling of financial products, employee misconduct, trader, and market abuse (surveillance...
by building the best-in-class surveillance tooling, where our analytics bring the front office risk mindset to the compliance... function. Though we have developed in the trade surveillance arena, we have always been more than that. At heart...
by building the best-in-class surveillance tooling, where our analytics bring the front office risk mindset to the compliance... function. Though we have developed in the trade surveillance arena, we have always been more than that. At heart...
. trading controls); conduct (e.g. market abuse surveillance); compliance (e.g. regulatory traceability); and operational risk... engagements, helping clients transform how they manage risk in all areas of their businesses, including strategy, organisation...