Some knowledge of or experience working within the FCA framework Strong leadership and team management skills Excellent stakeholder...
model Proven experience as a company secretary Some knowledge of or experience working within the FCA framework...
regulatory requirements with emphasis on US (OCC Bulletins, FFIEC, FRB, FDIC) or UK (PRA, FCA Excellent verbal and written...
and FCA guidance. Knowledge of the new Economic Crime and Corporate Transparency Act 2023 and the new Failure to Prevent...
submission of reports to the FCA (PSD2 & MiFID II) Build strong relationships with 1LoD to deliver a collaborative working... protection ONLY. There are certain situations where your deposits are not covered by FSCS, but are protected through the FCA...
regulatory requirements with emphasis on US (OCC Bulletins, FFIEC, FRB, FDIC) or UK (PRA, FCA) Excellent verbal and written...
and nurturing client relationships while aligning with our strategic business objectives and adhering to FCA regulations. Key... with all procedures. Broad understanding of financial planning services. Familiarity with FCA Conduct of Business Rules and Money...
information to the Prudential Regulation Authority (PRA), Financial Conduct Authority (FCA), and the Bank of England...
and clients throughout the financial services environment. Adhere to FCA rules and guidance. Act ethically, impartially... and always in the best interests of clients. Meet the FCA (formerly FSA) Treating Customers Fairly requirements...
and interpersonal skills Full understanding of the current regulatory environment related to the loan business FCA certified...
sales. We will provide you with sales process, FCA and compliance training through our Sales Orientation course and specific...
of the current regulatory environment related to the loan business FCA certified person German speaker European...
Insignis Cash is a fast-growing, FCA-regulated FinTech company looking for a talented and enthusiastic individual... they are in line with regulatory requirements. Coordinate FCA return completion (e.g., complaints, Consumer Duty) and maintain/oversee...
financial services and how wider macro-economic trends impact UK pensions ● Familiarity with FCA Handbook, COBS, Consumer Duty...