, including but not limited to FCA, BoE, HMRC and FATCA & CRS for the Bank. Moreover, he/she will put in place and operating anti...
compliance with FCA Remediation Programme and FX market best practices. - Challenge existing practices and apply remediation...
much more than the traditional FX brokerage. Being an agile business, ECAP are able to partner with multiple FCA regulated...
Representatives (ARs) & Introducers (IARs). Key responsibilities include due diligence, FCA submissions, oversight, and monitoring... and IARs Draft and submit FCA applications, ensuring all standing data is up-to-date Implement risk-based monitoring plans...
to date knowledge of AML regulations (JMLSG, FCA rules, 3rd EU Money Laundering Directive, The Money Laundering Regulations) Certified...
requirements with emphasis on US (OCC Bulletins, FFIEC, FRB, FDIC) or UK (PRA, FCA) Working with Us: As a Northern Trust...
industry, preferably with a background in insurance broking. In-depth knowledge of UK insurance regulations, including FCA...
as required. Generate key performance reports and engage in ongoing professional development. Ensure full compliance with FCA...
sector in London: ACA/ACCA/CIMA or equivalent qualified 5 years + of post-qualification relevant experience FCA experience...
of high quality financial advice, with strong regulatory knowledge and experience of FCA rules and their practical application...
of high quality financial advice, with strong regulatory knowledge and experience of FCA rules and their practical application...
. FCA "Fit & Proper" Standards This role is a Senior Management Function (SMF) and is a controlled function under FSMA...
of Consumer Duty regulations, there has been a considerable shift in the FCA's expectations of firms. Whilst Zurich has always put... of the FCA in terms of Fair Value. Therefore, we're looking for someone who has a track record for building and maintaining...