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Keywords: Financial Services Director: Regulatory and Compliance Risk (New York, NY), Location: New York City, NY

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Financial Services Director: Regulatory and Compliance Risk (New York, NY)

you are now and create your future. Position Summary Huron is seeking an experienced Regulatory and Compliance Risk Director... regulations, policies, and governance to help clients build robust risk management frameworks and ensure regulatory compliance...

Company: Innosight
Location: New York City, NY
Posted Date: 05 Sep 2024

Associate, CIR Structuring & Execution, U.S. Corporate Banking - New York, NY

culture. Associate, CIR (Consumer, Industrial & Retail) Structuring & Execution, U.S. Corporate Banking - New York, NY... internal compliance documentation, update internal reports for management Participate in or lead regulatory and compliance...

Company: Scotiabank
Location: New York City, NY
Posted Date: 12 Sep 2024
Salary: $135000 - 155000 per year

Associate, CIR Structuring & Execution, U.S. Corporate Banking - New York, NY

culture. Associate, CIR (Consumer, Industrial & Retail) Structuring & Execution, U.S. Corporate Banking - New York, NY... internal compliance documentation, update internal reports for management Participate in or lead regulatory and compliance...

Company: Scotiabank
Location: New York City, NY
Posted Date: 11 Sep 2024
Salary: $135000 - 155000 per year

Market Risk Strategic Initiatives Director

capabilities in compliance with the sound operation of both business and regulatory requirements. Oversight of Ongoing Risk... a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...

Posted Date: 25 Aug 2024

Capital Markets Managing Director I -Trading (IC)(F)

, you will be based in New York, NY. Finra licensed required: SIE, Series 7 and 63. Required within 120 days of hire. Preferences... portfolio risk. Enforces team's compliance with risk and regulatory requirements. May be responsible for a team of traders...

Posted Date: 01 Aug 2024

Director, Legal Counsel, Global Transaction Banking

culture. Director, Legal Counsel, Global Transaction Banking - New York, NY Global Transaction Banking Global... performance, and mitigate financial risk. At Scotiabank, we embrace your strengths, ideas, and ambitions. GTB is a fast-growing...

Company: Scotiabank
Location: New York City, NY
Posted Date: 21 Sep 2024

Director, Legal Counsel, Global Transaction Banking

culture. Director, Legal Counsel, Global Transaction Banking - New York, NY Global Transaction Banking Global... performance, and mitigate financial risk. At Scotiabank, we embrace your strengths, ideas, and ambitions. GTB is a fast-growing...

Company: Scotiabank
Location: New York City, NY
Posted Date: 20 Sep 2024

Tax Director/Partner - Mergers & Acquisitions (M&A)

Tax Director/Partner - Mergers & Acquisitions (M&A) Location: New York, NY (Hybrid) or Remote Employment Type: Full... domestic and international tax matters, including compliance, planning, and risk management. Regulatory Compliance: Stay...

Posted Date: 23 Aug 2024

Associate Director, Multinational Corporate Sales, Global Transaction Banking

culture. Associate Director, Multinational (MNC) Sales, Global Transaction Banking (GTB) - New York, NY / Houston, TX..., improve working capital performance, and mitigate financial risk. At Scotiabank, we embrace your strengths, ideas...

Company: Scotiabank
Location: New York City, NY
Posted Date: 08 Aug 2024

Associate Director, Multinational Corporate Sales, Global Transaction Banking

culture. Associate Director, Multinational (MNC) Sales, Global Transaction Banking (GTB) - New York, NY / Houston, TX..., improve working capital performance, and mitigate financial risk. At Scotiabank, we embrace your strengths, ideas...

Company: Scotiabank
Location: New York City, NY
Posted Date: 07 Aug 2024

Director of Structured Credit Sales, Global Markets (VP level)

accountability of risk and compliance process Who You Are Comprehensive knowledge of financial markets, specifically structured..., we offer a competitive total rewards package. This role has an expected salary of $200,000 for the New York, NY market based on experience...

Company: CIBC
Location: New York City, NY
Posted Date: 27 Jul 2024

Associate Director - Real Estate, Gaming & Lodging (REGAL) Corporate Banking

culture. Title: Associate Director, Corporate Banking - REGAL (Real Estate, Gaming & Lodging) - New York, NY Global... to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited to responsibilities...

Company: Scotiabank
Location: New York City, NY
Posted Date: 05 Jul 2024
Salary: $185000 per year

Associate Director - Real Estate, Gaming & Lodging (REGAL) Corporate Banking

culture. Title: Associate Director, Corporate Banking – REGAL (Real Estate, Gaming & Lodging) – New York, NY Global... to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited to responsibilities...

Company: Scotiabank
Location: New York City, NY
Posted Date: 04 Jul 2024
Salary: $185000 per year

Associate Director, Legal Counsel, Legal and Corporate Affairs

or otherwise authorized to practice law in New York. Position to be based New York, NY on a hybrid schedule (minimum 3 days in... processes for managing legal and regulatory risk. Contribute to a customer-focused culture to deepen client relationships...

Company: Scotiabank
Location: New York City, NY
Posted Date: 11 Sep 2024

Associate Director, Legal Counsel, Legal and Corporate Affairs

or otherwise authorized to practice law in New York. Position to be based New York, NY on a hybrid schedule (minimum 3 days in... processes for managing legal and regulatory risk. Contribute to a customer-focused culture to deepen client relationships...

Company: Scotiabank
Location: New York City, NY
Posted Date: 11 Sep 2024

Asian Currencies and Emerging Markets

and ensure adherence with firm risk limits, corporate policy, and compliance with regulatory requirements. Address both short... platforms, front-end trading systems, ecommerce systems, and spreadsheets. Job Location: 383 Madison Avenue, New York, NY...

Company: JPMorgan Chase
Location: New York City, NY
Posted Date: 13 Sep 2024

Treasury Associate

culture. Associate Director, USD Liquidity Support, US Intl Money Markets & Funding (Reporting & Analytics) - New York, NY... controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk...

Company: Scotiabank
Location: New York City, NY
Posted Date: 18 Jul 2024

Treasury Associate

culture. Associate Director, USD Liquidity Support, US Intl Money Markets & Funding (Reporting & Analytics) - New York, NY... controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk...

Company: Scotiabank
Location: New York City, NY
Posted Date: 17 Jul 2024

Product Manager, Deposits

culture. Product Manager, Deposits - New York, NY Global Transaction Banking Global Transaction Banking (GTB) is the... to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited to responsibilities...

Company: Scotiabank
Location: New York City, NY
Posted Date: 28 Jun 2024

Product Manager, Deposits

culture. Product Manager, Deposits – New York, NY Global Transaction Banking Global Transaction Banking (GTB) is the... to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited to responsibilities...

Company: Scotiabank
Location: New York City, NY
Posted Date: 28 Jun 2024