and related schedules Assists with federal and international financial surveys and regulatory reporting Provides support...Position Title: Analyst, Financial Reporting Position Summary The Analyst, Financial Reporting assists in the...
of current regulatory requirements impacting internal controls over financial reporting Develop ongoing working relationships... is available at . Follow @blackstone on , , and . Position Title Internal Audit, Financial Reporting Controls/SOX Associate – New York...
these qualities. This position can be anywhere in the country. EY is a leader in serving the global financial services... marketplace and the only professional services firm with a separate business unit dedicated to the financial services industry...
these qualities. This position can be anywhere in the country. EY is a leader in serving the global financial services... marketplace and the only professional services firm with a separate business unit dedicated to the financial services industry...
Citibank, N.A. seeks a Regulatory Risk Senior Officer for its New York, New York location. Duties: Lead analytics.... Ensure compliance with existing regulatory requirements and respond to requests and follow-up questions from Auditors...
structures and processes-regulatory inventory, risk assessment, monitoring and testing, training, corrective action and reporting... Job Description & Summary A career within Regulatory Risk and Compliance services, will provide you with the opportunity to help companies...
regulatory reporting role. FINRA Series 99 required, FINRA Series 27 is strongly preferred. Knowledge of Broker/Dealer... financial regulatory rules, specifically hands on experience with the proper application and preparation of the 15c3-3 customer...
and submit internal and external reporting such as internal MI and regulatory filings to the regulator, ensuring accuracy... and the regulator. Stay up-to-date with regulatory developments and changes in the electronic money and financial services...
of integrity, ethics, and confidentiality. Qualifications: 10+ years of relevant experience in financial services, regulatory...About the Team The Finance Regulatory Engagement & Oversight team works closely with stakeholders to drive...
the regulatory compliance oversight and reporting function for Markets and Enterprise Technology (MET) U.S. This person... production monthly/quarterly reporting related to regulatory initiatives and topics the department is obligated to report...
/2024 Job description Business type Types of Jobs - Compliance / Financial Security Job title CUSO Regulatory... associated management reporting on applicable regulatory changes. Supplementary Information Basic Qualifications · Bachelor...
the regulatory compliance oversight and reporting function for Markets and Enterprise Technology (MET) U.S. This person... production monthly/quarterly reporting related to regulatory initiatives and topics the department is obligated to report...
dots between regulatory and compliance expectations and data reporting infrastructure - from ETL development to source data... effectiveness of our regulatory & compliance reporting infrastructure Collaborate with key stakeholders (Accounting, Compliance...
III Readiness including Resolution Planning, Capital Requirements Directive, Regulatory reporting to CFTC and the SEC... for every future! Purpose Assists with the end-to-end lifecycle of U.S. and global regulatory and business driven projects...
III Readiness including Resolution Planning, Capital Requirements Directive, Regulatory reporting to CFTC and the SEC... for every future! Purpose Assists with the end-to-end lifecycle of U.S. and global regulatory and business driven projects...
, themes and trends. Understanding of financial markets and regulatory requirements for banking business. High attention...SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers...
therapies. Reporting to the SVP of Quality and Regulatory Affairs, the VP provides focused oversight of quality systems... local, national, and global communities we serve. Responsibilities: The Vice President, Quality and Regulatory Affairs...
, national, and global communities we serve. Responsibilities The Vice President, Quality and Regulatory Affairs leads... enterprise-wide quality, compliance, and regulatory initiatives in support of NYBCe’s Comprehensive Cell Solutions (CCS) business...
and processes-regulatory inventory, risk assessment, monitoring and testing, training, corrective action and reporting... Job Description & Summary A career within Regulatory Risk and Compliance services, will provide you with the opportunity to help companies...
in the financial services industry, with financial services licensing and reporting experience, and/or regulatory examination... experience in regulatory compliance supporting digital currencies and blockchain technology (e.g., NY Department of Financial...