on conducting risk-based audits of trading and execution desks covering all asset classes including Equities/Fixed Income/Energy... of front-office trading activities, including equities, fixed income, and derivatives....
income sales & trading, derivatives, FX, custody and research. Visit . Mizuho Americas offers a competitive total rewards... and expertise in Program Management and regulatory change management Deep understanding of finance, risk, operations, and data...
banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange... and efficient operations of his/her respective areas in accordance with Scotiabank's Values, its Code of Conduct, and the Global...
, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... operations of his/her respective areas in accordance with Scotiabank's Values, its Code of Conduct, and the Global Sales...
, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... operations of his/her respective areas in accordance with Scotiabank’s Values, its Code of Conduct, and the Global Sales...
banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange... and efficient operations of his/her respective areas in accordance with Scotiabank’s Values, its Code of Conduct, and the Global...
3,500 professionals, and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading... management oversight and services to all businesses and legal entities across Mizuho U.S. Operations (MUSO). Effectively managing...
, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. Visit . Mizuho Americas... management oversight and services to all businesses and legal entities across Mizuho U.S. Operations (MUSO). Effectively managing...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... with operations and on-boarding teams as needed to obtain KYC information on customers if needed during an investigation and ensure...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... with operations and on-boarding teams as needed to obtain KYC information on customers if needed during an investigation and ensure...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... U.S. operations (starting with Corporate Functions). Provide support for the timely escalation of review findings and reporting...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... activities and decisions. Actively pursues effective and efficient operations of his/her respective areas, while ensuring the...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... U.S. operations (starting with Corporate Functions). Provide support for the timely escalation of review findings and reporting...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... activities and decisions. Actively pursues effective and efficient operations of his/her respective areas, while ensuring the...
analysis, and process optimization while developing a deep understanding of fixed income markets, client flows, and trading... Strong understanding of fixed income markets, ETFs, and index methodologies Proficiency in Excel (including Visual Basic for Applications...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... with operations and on-boarding teams as needed to obtain KYC information on customers if needed during an investigation and ensure...
best practices, coding standards, code reviews, source management, testing, etc Domain knowledge in the Fixed Income space Good.... SMBC Capital Markets, Inc. was provisionally registered as a swap dealer with the Commodity Futures Trading Commission...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... with operations and on-boarding teams as needed to obtain KYC information on customers if needed during an investigation and ensure...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... Head of GBM&T Compliance Testing, Director of Swap Dealer and Derivatives Compliance Operations & Swap Dealer CCO. Build...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... Head of GBM&T Compliance Testing, Director of Swap Dealer and Derivatives Compliance Operations & Swap Dealer CCO. Build...