to assist with the firm's financial and regulatory reporting duties and draft financial statements for approval by the Head... with internal and external auditors Controlling, contract, and vendor management Prepare ad hoc management reports...
. regulatory priorities) and delivers compliance and audit support. As the Senior Corporate and eCommerce Sales Business Manager..., you will be responsible for supporting the Global head of Corporate Sales and partnering with the global Corporate Sales Management team...
and policies, enhancing collaboration with First Line Control functions and other assurance functions such as Internal Audit...Job Description: About the Role: Grade Level (for internal use): 13 About the Role: The Director, Enterprise...
in supporting the Head of Investment Risk in managing and overseeing the investment risk function at City National Rochdale (CNR.... What you will do Support the Head of Investment Risk in identifying, analyzing, and assessing investment, market, liquidity, counterparty...
and reviews from internal audit, regulators, compliance teams, and other stakeholders. Prepare reports for front office senior... for providing regulatory and compliance guidance, as well as coordinating responses to regulatory exams and internal audits...
& Audit - Participate in external and internal audits and resolution of findings. What You'll Bring Quantitative... to the Head of US Counterparty Credit and supports the US Counterparty Credit Risk Team and initiatives. What You'll...
department Assist with conducting branch compliance assessments Monitor and track any information with both internal audit.... This consultant will be responsible to review and create internal reports to support any risks regarding their individual business...
as delivered by your line manager, the Culture & People or assurance teams (compliance, risk, internal audit) either directly, via... (compliance, risk, internal audit) and ensure you keep up to date with developments in these areas. This may include, amongst...
's business strategies and objectives. Ensures all activities conducted in compliance with governing regulations, internal..., regulatory and internal firm policy requirements. Focus on the applicable regulatory requirements to ensure testing...
to: Managing Director, Head of Structured Private Credit Primary Internal Relationships: Structured Private Credit team, GI... and supplemental health insurance company balance sheets utilizing both internal teams and external third party asset managers...
to: Managing Director, Head of Structured Private Credit Primary Internal Relationships: Structured Private Credit team, GI... and supplemental health insurance company balance sheets utilizing both internal teams and external third party asset managers...
are processed efficiently and in a timely manner. You will be a point of contact and liaison between internal (Front Office... including internal and external entities such as front office, back office, Risk Management, IT, management, clients, brokers...
Reporting to the Head of Securitization Middle Office Key Internal contacts Securitization Transaction team Securitization... internal system, perform daily balancing of activities of assets and commercial paper balances. Calculate and confirm foreign...
release of Commercial Paper trades. Generate IPA reports and validate data to the internal system, perform daily balancing... Contribute to the annual audit where requested Ensure the department controls and procedures are followed to support the...
Reporting to the Head of Securitization Middle Office Key Internal contacts Securitization Transaction team Securitization... internal system, perform daily balancing of activities of assets and commercial paper balances. Calculate and confirm foreign...
, Back Office, IT support teams, referential teams, risks and market activity monitoring teams, audit and internal control... and liaison between internal (Front Office Trading, global Middle Office and Back Office teams, Compliance, IT, Market Activity...
and Reporting: Reports to the Head of Collateral Team Key Internal Contacts Legal Department, Back/MO Office, Front Office..., weekly or monthly reports) Follow up of DFA daily marks (check, new reports) Management of audit requests 4...
and Reporting: Reports to the Head of Collateral Team Key Internal Contacts Legal Department, Back/MO Office, Front Office..., weekly or monthly reports) Follow up of DFA daily marks (check, new reports) Management of audit requests 4...
) Follow up of DFA daily marks (check, new reports) Management of audit requests 4) Projects, process and procedures... and documenting procedures 6) Transverse Activity reporting (internal - KPI, KRI - and external - to regulatory authorities...
, Back Office, IT support teams, referential teams, risks and market activity monitoring teams, audit and internal control... and liaison between internal (Front Office Trading, global Middle Office and Back Office teams, Compliance, IT, Market Activity...