staff risk Ensuring compliance with the company's regulatory requirements under the FCA Adhere to the operational risk... Solutions front office and clients. Report and escalate issues timely to the Head of the team as well as relevant senior...
The Global Risk and Compliance division (GR&C) exists to enable the FNZ Group to safely achieve its strategic... Head of Delivery & Operations, and Group Head of Technology. You will provide oversight and assurance of FNZ’s global...
COE Report Owner, you will play a critical role in ensuring compliance with regulatory reporting requirements... procedures and processes to ensure accuracy and efficiency of all regulatory reporting activities and ensure compliance...
Group Head of Terrorism & PV. You to ensure the prudent underwriting of quality business in line with the business plan... and respect for the regulatory obligations of the firm. Responsibilities: Assist in the creation and delivery of the business...
closely with regulatory and compliance teams to ensure all propositions adhere to industry standards and policies. Partner... Manager, who will report into our Head of Product Development. Our customers live in an increasingly complex world...
and reporting. Assist with statutory reporting, regulatory compliance, and VAT submissions. Support the implementation of improved... in London. Reporting to the Head of Finance, this role will be instrumental in managing day-to-day finance functions...
within our Audit Independence Centre of Excellence. The UK regulatory landscape is complex and evolving, in this interesting... and monitoring key performance metrics to present to the firm's Head of Independence monthly and other governance bodies...
with external auditors and regulatory bodies to support examination efforts, ensuring compliance and transparency in audit processes...THE WORK: Ripple's Internal Audit Team within the Legal and Compliance organization is searching for an Internal...
Tasks Reporting to the project directorate and the Head of Environment, the main purpose of the role is to - Lead... activity to monitor compliance with environmental legislation, STRABAG environmental procedures, and client management plans...
, and regulatory bodies, to ensure compliance with legal and regulatory requirements. Develop and implement training programs... and accurate financial information to support decision making. Collaborate with the Head of Research Partnerships overseeing...
, marketing, regulations, government relations, compliance and operations to create effective and efficient markets. Thematic... and will report to the Head of Fixed Income Origination, Capital Markets based in NYC. Main responsibilities Responsible...
closely with regulatory and compliance teams to ensure all propositions adhere to industry standards and policies. Partner... Manager, who will report into our Head of Product Development. Our customers live in an increasingly complex world...
will include: Assisting the design and implementation of control frameworks to ensure compliance with regulatory requirements..., our people are also solution-oriented, commercially savvy and have a head for fintech. Job Responsibilities Control...
this role is Sabbatical Cover and available for a period of one year only. As Environmental Lead, you will support the Head... in performance, ensuring compliance with management systems, and implementing continual improvement initiatives and ensuring...
potential legal risks in transactions, including regulatory risks and compliance requirements. Periodically advising... is able to deal with pressure, can commit to deadlines and work at a good pace. Role reporting to the Head of Corporate...
overall Financial Crimes and Compliance Audit Team, the position is primarily responsible for working as part of a team... Crimes, Fraud and Core Compliance. This is a highly varied audit portfolio and we are after those who are professionally...
in both the public and private sector, including all forms of NHS organisations, governmental and regulatory bodies, registered... recognition scheme - Compliance is required at all times with Capsticks LLP standards - Ensuring equipment is properly utilised...
Job Description: Role Summary - A mid-level Compliance officer assisting with the delivering oversight, monitoring... and testing of key functions as identified and detailed in the Assurance Plan. Acting as an independent Compliance Assurance role...
with other functions within the Enterprise Gateway division for example Compliance o Advise on and manage regulatory issues in Europe... of Mastercard privacy, regulatory affairs, IP and various product and commercial legal teams. The Role Reporting into the Senior...
and liquidity management in compliance to all internal and external regulatory limits including IRRBB, LCR, Volcker limits, market... and derivative trades with the goal of maximizing net interest income and reducing balance sheet costs whilst staying in compliance...