regulators, trains local staff on regulatory matters and administers Mediobanca’s Compliance & AML monitoring programme for the... London Branch. The candidate will report to the Head of UK Compliance & MLRO and will be available to support the unit...
of key financial crime compliance legal and regulatory developments. Support the Head of FCC in oversight of compliance... Compliance (Head of FCC) The Role: Financial Crime Compliance Lawyer (FCC Lawyer) The Firm has established a Financial...
-ordinate regulatory returns. Key responsibilities Assisting the Head of Compliance and Compliance Monitoring Manager... supporting the Head of Compliance and Compliance Monitoring Manager with general compliance activities across the Group and co...
and interesting with no day being the same! Reporting to the Head of Conduct Risk, you will work as a senior Compliance Advisory... reporting. Acting as a centre of excellence in all aspects of regulatory compliance, developing and providing training...
relevant to the Compliance Monitoring team as required. Assist the Head of Risk, Monitoring & Reporting and Monitoring... industry or regulatory/compliance experience. An understanding of (re)insurance broking market and General Insurance...
-ordinate regulatory returns. Key responsibilities Assisting the Head of Compliance and Compliance Monitoring Manager... supporting the Head of Compliance and Compliance Monitoring Manager with general compliance activities across the Group and co...
-ordinate regulatory returns. Key responsibilities Assisting the Head of Compliance and Compliance Monitoring Manager... supporting the Head of Compliance and Compliance Monitoring Manager with general compliance activities across the Group and co...
Policy Manager, you will play a key role in supporting the Head of Compliance Policy and Oversight in the development..., ensuring alignment with regulatory requirements and industry best practices. Manage the compliance policy diary ensuring...
communications, compliance risk management, regulatory reporting and compliance advisory. As an Assistant Vice President - Compliance... Assurance you will be responsible to support the Bank in meeting regulatory requirements in respect of Regulatory Compliance...
Compliance Reporting directly to the UK Head of Depositary and Custody Compliance, you will help drive the compliance function... all regulatory compliance matters across the Depository and Custody businesses within the Apex UK Group of Companies. - Essential...
compliance and reporting, including CFTC/NFA and SEC Swap Dealer (collectively “US regulatory tasks” framework) including.... Under this arrangement you will be the SME of US regulatory requirements. To develp efficient work flow and operation model US Reg compliance...
, London Key Relationships: Compliance Manager, Global Head of Compliance, Global Compliance Teams, Executive Management... regulatory compliance assistance and assurance across the business as it grows in size and complexity. Particular focus...
under the regulatory system. Providing management information to the Head of Compliance & Risk Overseeing procedures for the... for a Compliance specialist. Working as part of an established Compliance & Risk team, you will be responsible for: Overseeing...
and will play a crucial role in maintaining regulatory standards and fostering a culture of compliance across the business. Taking... to firm employees Experience/Skills/Qualifications: Operated as a Head of Compliance (SM16) in a funds/alternative...
. This role offers the chance to lead and manage risk and compliance processes for a prominent firm, ensuring regulatory adherence... and supporting the Head of Risk and Compliance in embedding best practices across the region. £60,000 - £70,000 Location...
experience a warm welcome from our Vibe team at front of house, amazing home cooked food from our Head Chef and a variety... with teams by outlining compliance standards and outlining risk decisions in the best interests of the company; while there...
experience a warm welcome from our Vibe team at front of house, amazing home cooked food from our Head Chef and a variety... with teams by outlining compliance standards and outlining risk decisions in the best interests of the company; while there...
experience a warm welcome from our Vibe team at front of house, amazing home cooked food from our Head Chef and a variety... with teams by outlining compliance standards and outlining risk decisions in the best interests of the company; while there...
. This position reports directly to the UK Head of Global Financing and Credit Trading (GFCT) Business Line Compliance. The...Job Description: Job Title Global Financing and Credit Trading Compliance Officer Location London Corporate Title...
Job Description: Job Title: Compliance and Operational Risk Specialist (Operations) Corporate Title: Up to Vice.... Make sure to take time for yourself and head up to our rooftop terrace and take in the spectacular views across London...