for the daily administration, reporting, and support of payroll and compliance related activities in assigned club... to the Head of Compliance. Essential Functions: Communicates effectively to ensure conformity and adherence...
on all amendments, refinancings and other ongoing activities. Responsible for monitoring and reporting requirements, including rating... review, business review of documentation, regulatory review, booking and financial and portfolio review requirements...
within the Internal Audit Department. Reporting to the Information Technology Audit Head, the Audit Executive Director... accordance with IIA standards and Internal Audit Department (IAD) policies and procedures, and (ii) supporting the Head of IT...
to ensure that all activity is in compliance w/ current BSA/AML regulatory standards, and ensure that AML monitoring alerts... DFS Regulation Part 504. Assist with AML training of relevant staff. Management and Reporting: The position reports...
of AML monitoring alerts to ensure that all activity is in compliance w/ current BSA/AML regulatory standards, and ensure... certification with NYS DFS Regulation Part 504. Assist with AML training of relevant staff. Management and Reporting: The...
of AML monitoring alerts to ensure that all activity is in compliance w/ current BSA/AML regulatory standards, and ensure... certification with NYS DFS Regulation Part 504. Assist with AML training of relevant staff. Management and Reporting: The...
has a Professional Practices group responsible for managing audit operations, quality, and standards; regulatory relations; reporting... in New York and will be supporting the Global Head of Financial Crime audit. This is a senior role in the department...
in a more heightened regulatory environment. Who do we look for We look for the candidate to head up and drive key... in the engineering division, as well as heading up a regulatory response capability within core engineering as we operate...
Forward Together! Job Description: We are seeking a highly experienced and knowledgeable Head of Tax to join our team. The ideal... to overseeing complex merger and acquisition structures. The Head of Tax will work closely with outside tax advisors and internal...
: Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory... Requirements. Review and issue regulatory guidance to Bank staff on proposed activities and transactions. Review daily...
), Regulatory Licensing, General Compliance, and Privacy. WHAT YOU'LL DO: Oversee the BSA/AML/OFAC/Sanctions program to ensure... compliance with applicable regulations and consistency globally across Ripple's regulated entities Serve as Ripple's Global Head...
Assessments. Management and Reporting: The position reports directly to the Head of Advisory - Financial Security. Key... completeness and compliance with Bank policies and Regulatory Requirements. Review and issue regulatory guidance to Bank staff...
Assessments. Management and Reporting: The position reports directly to the Head of Advisory - Financial Security. Key... completeness and compliance with Bank policies and Regulatory Requirements. Review and issue regulatory guidance to Bank staff...
and market rules. Specific Responsibilities: · Monitor FINRA TRACE reporting via TRAQS ensuring all corporate bond..., securitized and US Treasury trades match within the required regulatory timeframe · Ensure accurate capture and data quality in...
and market rules. Specific Responsibilities: · Monitor FINRA TRACE reporting via TRAQS ensuring all corporate bond..., securitized and US Treasury trades match within the required regulatory timeframe · Ensure accurate capture and data quality in...
and market rules. Specific Responsibilities: · Monitor FINRA TRACE reporting via TRAQS ensuring all corporate bond..., securitized and US Treasury trades match within the required regulatory timeframe · Ensure accurate capture and data quality in...
looking for an Operations Associate. This individual will hit the ground running, working with direct trades and reporting directly to the head... rates and standing settlement instructions Perform reconciliations of 15a6 recorded trades Ensure regulatory compliance...
: Reporting to the Global Head of Ratings Strategy, the Director of Strategy and Business Transformation will be responsible... depending on executive audience. Identify changes in market conditions, industry trends, regulatory environment, regional...
this role you will report to the Head of Cyber Defense, in the organization of the CISO. You will play a pivotal role in... Loss Prevention, EDR/NDR/XDR Ensure effective reporting of security activities, reporting status, risks, issues...
and reporting, trade support, reconciliations, and month-end reporting. Develops, implements, and monitors PEATS operational... they arise. Develop and analyze intraday reports to monitor trading activity ensuring proper order handling and regulatory...