stakeholders including legal, conflicts, compliance, controller and audit teams to ensure consistency of coverage and adherence...Job Description: LEGAL We work at the intersection of finance and law, providing counsel and advice that support...
, coordinating with in-house lawyers, external counsel, compliance and business teams. Liaise with internal and external legal... ('BIG') is an advisory group in the Legal and Compliance Division that focuses on legal, regulatory and reputational risk...
and exams from outside regulators and internal audit. Represent Compliance in first line and second line led remediation...Job Description: ABOUT COMPLIANCE, LEGAL AND THE CONFLICTS RESOLUTION GROUP (CLC) Compliance, Legal and the...
and Markets, Legal, Operations and Compliance departments to approve derivatives business and ensure appropriate documentation... including Internal Audit and Credit Review Skills Functional Expertise - Keeps up-to-date with emerging business, economic...
Role As a Compliance Analyst, you'll support the Senior Vice President of Compliance and Secretary in managing key...Compliance Analyst Our client located in Dallas, TX is in need of a Compliance Analyst with Life Insurance Industry...