, regulations as well as internal policies and procedures. This role is a first line of defense supervisory principal reporting... for Broker Dealer trading activity. Provide oversight and support for open risk, audit, and regulatory issues. Primary reviewer...
and internal systems and applications. The base salary range for this position is $40,084 - $55,115. Actual base salaries vary... of accuracy; ability to complete tasks with high levels of precision. Audit and Compliance Function: Knowledge of major...
with data management policies. The individual will work closely with both business partners and internal teams to streamline... and metadata management to meet audit standards. Business Collaboration: Facilitate discussions with business partners to gather...
with implementing and maintaining internal financial controls and procedures. Completing special analysis and projects as assigned... to other departments as needed. Participating in annual audit process. Performing other related duties as assigned and contributing...
Contributions Employee Assistance Program Responsibilities: JOB SUMMARY The overall objective and purpose of the Night Audit... Primary responsibilities and tasks include, but are not limited to the following: Greet and interact with internal...
any associated implementation. Establishes, monitors and updates Trustdesk and Client Point userids and coordinates internal... and external audit requests for system access. Maintains the FIS Learning Center. Updates, monitors, implements...
teammates, Relationship Managers, Credit Risk Managers, Credit Review partners, Clients, Technology, and other internal... and external audit and examiner functions. 7. Decision-Making and Autonomy: Teammates in this role author independent risk...
compliance and accuracy. Provide resolution strategies for intricate data-related situations. Collaborate with internal... competency in Microsoft Excel, including VLookups and Pivot Tables. Experience in audit, compliance, and regulatory reporting...
the design and effectiveness of internal controls and compliance processes and tools, using relevant Compliance tools... globally, and evaluate the impact of changes in the internal and external environment on the control environment. Collaborate...
will be considered. Provide internal and external preliminary investigations into potentially fraudulent and/or suspicious activities... produced to detect any patterns of unusual internal or external conduct, identify risk policy breakdowns, and recognize...
as coordinating with further resources if needed Responsible for any/all internal and external audits, including but not limited... to TL9000, SOX, PWC, and DARM. Assist in identifying and coordinating audit participants and address any issues found in the...
as coordinating with further resources if needed Responsible for any/all internal and external audits, including but not limited... to TL9000, SOX, PWC, and DARM. Assist in identifying and coordinating audit participants and address any issues found in the...
and interacting with internal/external audit preferred. Special Factors Sponsorship Vanguard is not offering visa sponsorship...
such as Brinqa, Kenna, Vulcan, Dazz, or Avalor Experience with risk controls and interacting with internal/external audit preferred...
to corporate standards related to internal controls. Ensure effective and appropriate testing, validation, and documentation... on risk management, audit, operations, process engineering or line of business specialty and/or equivalent education, training...
. Effectively communicate findings for operational and efficiency improvements to internal and external stakeholders. Participate... Energy engineering, energy engineer, energy audit, energy calculations, energy efficiency, energy management, sustainability...
Application Deadline: 02/27/2025 Address: 301 McCullogh Drive Suite 400 Job Family Group: Audit, Risk & Compliance... subject matter expert for internal/external stakeholders. Designs and produces regular and ad-hoc reports, and dashboards...
Application Deadline: 02/27/2025 Address: 301 McCullogh Drive Suite 400 Job Family Group: Audit, Risk & Compliance... challenges and delivering creative solutions in a dynamic environment. Develops and maintains an effective internal control...
, Internal Audit and other Operations teams to effectively manage portfolio performance and execute plan. Provide strategy... assessment and control implementation of enhancements. Partner with Credit, Finance, Strategy, Surveillance, Internal Control...
updates to upper management. Audit posted financial transactions and provide constructive feedback for improvement. Assign... reconciliations as necessary. Collaborate with internal functions and external parties to streamline processes and resolve issues...