The Conformance Testing - Fin Quality Assurance Manager, is a strategic professional who works to verify Citi... Testing - Fin Quality Assurance Manager will be involved in the design of the testing strategy, oversee test execution...
The Wealth Private Bank (ex-Trust) Control Testing Team is responsible for the testing of controls that are designed.... This position reports to the Wealth Client Segments Control Testing Head within the Citi COO organization’s Central Controls...
employees to ensure compliance with dress code, EHS & QA requirements, customer service requirements and SOP’s, advising Manager...Overview Under the direction of the Branch Manager or Field Leader, the Collector’s primary responsibility...
, administer monitoring, maintain Compliance policies, provide marketing and training review, and help design testing plan... Knowledge and experience in Compliance, as well as familiarity with monitoring, testing, and risk and control assessment...
Serves as key credit cards product and unsecured lending compliance risk manager and thought leader for Independent... Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs...
, administer monitoring, maintain Compliance policies, provide marketing and training review, and help design testing plan... A bachelor's degree Knowledge and experience in Compliance, as well as familiarity with monitoring, testing, and risk...
, testing and surveillance activities to ensure program remains current and aligned with BMO Compliance Program. Works... compliance controls. Performs and/or effectively challenges monitoring and testing activities to ensure regulatory compliance...
, Identity Theft and other applicable State and Federal regulations and statutes. Assist the Compliance Manager in assessing... and other U.S. Government agencies to ensure compliance at the bank - Conduct enhanced reviews as part of the Compliance Testing Program...
for compliance with the Advisers Act Conducting testing and surveillance of clients' compliance controls Managing regulatory... with a registered investment adviser or private fund manager; or 4 years or more serving as a regulatory compliance consultant 3 years...
and direction. Provide support to the Chief Compliance Officer (based in London, UK) and SSI General Manager on all US regulatory... more we all gain. About the role We are looking for a Senior Compliance Officer to join the rapidly growing team of our US broker...
-based risk assessments, internal or external audits and compliance testing Coordinate ongoing improvements of Deutsche...Job Description: Job Title IB Regulatory Compliance - Futures Commission Merchant Corporate Title Vice President...
. Compliance Engineering is looking to fill a Product Manager role at the Associate level. HOW YOU WILL FULFILL YOUR POTENTIAL... Compliance Division prevents, detects and mitigates regulatory and reputational risk across the firm, and helps to strengthen the...
independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses... to conduct issues Recommend compliance testing work to be performed Provide support and guidance to Operations functions in...
. Compliance Engineering is looking to fill a Product Manager role at the VP level. HOW YOU WILL FULFILL YOUR POTENTIAL The... Compliance Division prevents, detects and mitigates regulatory and reputational risk across the firm, and helps to strengthen the...
Risk Manager will be responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk... on compliance issues and oversee the implementation of related remediation; Assist in developing Monitoring & Testing to review...
and traders with day-to-day compliance advice and interpretation of investment guidelines. Assist in implementation and testing... for compliance with securities laws and client guidelines. Candidate must display sound business judgment in driving results...
, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks...MORE ABOUT THIS JOB: GLOBAL COMPLIANCE At Goldman Sachs, the mandate of Global Compliance is to prevent, detect...
Compliance Auditor assists the Team Lead in the oversight, design and execution of audit coverage for Bank of China’s US (BOC USA... or the Bank) Compliance program with emphasis on the sanctions (mainly OFAC) program and consumer compliance...
Compliance Auditor assists the Team Lead in the oversight, design and execution of audit coverage for Bank of China’s US (BOC USA... or the Bank) Compliance program with emphasis on the sanctions (mainly OFAC) program and consumer compliance...
Compliance Manager on Coachtopia sustainability material development projects to advise on classification, testing requirements..., product labeling and testing advisement, customs documents validation and general compliance callouts. Responsible...