Self Assessment (“RCSA”), Audit, Regulatory, SOX Reviews, Incidents etc. as assigned by Head of Ops L1B, to ensure the... audit, regulatory and business findings are fairly justified and properly documented during the review, where the...
review processes on the Risk & Control Self-Assessment (“RCSA”), Audit, Regulatory, SOX Reviews, Incidents etc. as assigned... by Head of Ops L1B, to ensure the audit, regulatory and business findings are fairly justified and properly documented...
with project management standards and lifecycle tasks. Respond to internal and external audit inquiries, providing necessary... in internal systems. Work with clients and prime brokers to resolve issues promptly, ensuring daily deliverables...
& compliance standards in line with inspection review, audit, corporate security, regulatory comments Communicate clearly... / procedures, security and internal control measures. Comply with the Ordinances and Code laid down by the Government and the...
in evaluating the tax effects of various business proposals and planning ideas. Participate in internal / external working... banking agreements and legal documentation related to the CIB business, providing tax advice to the internal stakeholders...
with internal teams to analyze financial data and provide insights for decision-making. Participate in audit processes and liaise...
accounting, and audit reports, as well as coordinating fee payment to internal and external parties; assisting in maintaining... with internal and external parties in discharging the responsibilities; and performing any other duties as assigned by the Centre...
Knowledge of market and counterparty risk management and experience with regulatory and internal audit interactions Experience...
on impact analysis for and implementation of new regulatory and internal requirements. Preparation and coordination.... This is also including addressing internal enquiries as well as supporting the Director for appropriate engagement with the regulators...
operations flow of distribution and strengthening standard operations and internal control procedures by providing all-rounded... reference is required. Identify and flag any potential issues to manager and provide recommendation based on the due diligence findings. Broker...
, and internal/external audit Provide relevant training material to Business Units and Credit Units related to EW and post-lending... to credit risk incidents and/or internal/external environmental factors with an aim to identify potential problem loans...
master data and credit terms in accordance with IFRS compliance and company policy. Support internal and external audit... and your earliest availability, to our Human Resources Manager at Chinachem Group, 35-38 Floor, Tower 2, Nina Tower, 8 Yeung Uk Road...
. Support department manager or supervisor in collating samplings for Audit Review) Appropriately assess risk when business..., Credit Initiation Underwriting (Secured Loan) - Hybrid (Internal Job Title: Credit Maint Analyst – C10) based in Hong Kong...
and individuality and encourage everyone to join us. The role: Plan and conduct regular internal audits and inspections Ensure... and Putonghua Experience in Quality System / Engineering Audit and with ISO9001 Lead Auditor training is preferable Applications...
, vulnerability, update & patch management, system maintenance & monitoring and audit. Safeguard information system assets... posture. Collaborate closely with technical vendors and internal stakeholders Requirements Minimum 4+ years...
Duties Responsible to the Manager for Terminal premises' engineering activities related to building, structure, civil... with other internal departments, tenants, Government, Airport Authority, etc. while maintenance works and renovation are carried out...
statement. Permanent and part time staff wages, payroll calculation, petty cash, MPF and journal posting Handle internal audit..., external audit, tax filing and related duties Assist General Manager to supervise general accounting duties of Asia branches...
. Findings will be recorded and conveyed for corrective action and follow-up as required. The audit schedule will be maintained... with Company policies. Internal auditors will perform internal audits of internal departments and/or paperwork audits on work...
reports to recommending account strategies from a first line perspective independent of the Relationship Manager Support... AML/CFT policies and procedures * Communicate the results to internal and external stakeholders, in particular BUs...
control framework and to ensure compliance with all relevant external laws & regulations, internal codes and policies and good... and cost-efficient. Requirements Significant experience as a regulator, or a senior compliance manager across all areas...