asset classes (Commodities, Equities, Rates, Spread Products, FX), providing us with an unmatched ability to meet the needs... E-Trading Risk Framework. Key responsibilities include: Governance and oversight of E-Trading businesses across Markets...
or in-house with a global bank or asset manager, with a focus on alternative credit investments, asset-based investments... and experienced Senior Transactional Lawyer to join our collaborative team, focusing on our Alternative Credit, Restructuring, Asset...
and resources a truly world-class platform provides. As a global asset manager, our mission is to work in partnership... world-class platform provides. As a global asset manager, our mission is to work in partnership with our clients to create...
or asset manager Good understanding of FCA regulatory requirements on investment businesses Able to interpret complex... management and compliance oversight over business activities Understanding of a broad range of compliance and regulatory topics...
or asset manager Good understanding of FCA regulatory requirements on investment businesses Able to interpret complex... management and compliance oversight over business activities Understanding of a broad range of compliance and regulatory topics...
of audit queries related to the Investment Manager, completion of the ISA260 reports, preventative and corrective actions... expected service standards as agreed. Errors/issues identified as part of the Financial Reporting oversight processes...
and excellence in asset and liability management, as well as exceptional customer service. Our purpose is to pay the pensions... to the role of Pension Operations Analyst within Customer Operations: Supporting the Outsourced Administration Manager...
Company Overview Our ambition is to be a leading responsible asset manager. At AXA IM, our purpose, to act... of supporting daily activity, business development ambitions and management of regulatory change. Ø Contribute to the oversight...
Company Overview Our ambition is to be a leading responsible asset manager. At AXA IM, our purpose, to act... of supporting daily activity, business development ambitions and management of regulatory change. Ø Contribute to the oversight...
About the Business Quilter Cheviot has been the wealth manager of choice for individuals and families for over 250... and Channel Islands. We are part of Quilter plc, a leading provider of advice, investment platforms, multi-asset investment...
There is a place for you at T. Rowe Price to grow, contribute, learn, and make a difference. We are a premier asset... manager focused on delivering global investment management excellence and retirement services that investors can rely...
There is a place for you at T. Rowe Price to grow, contribute, learn, and make a difference. We are a premier asset... manager focused on delivering global investment management excellence and retirement services that investors can rely...
and governance team within the Finance function, reporting to the Rating Methodology Oversight Senior Manager. This role will work..., asset manager rating reviews, other committee papers and any other documents as required by the Credit Rating Methodology...
, MSAT, CMC-Regulatory, Quality Control, Quality Assurance, Labeling) to ensure KPI’s and information needs are understood.... This role will partner closely with colleagues across Vertex Quality, Regulatory and CMSC departments and will be part of the...
in regulatory requirements relating to marketing materials and provide oversight in implementing those changes into appropriate... and other tools and resources a truly world-class platform provides. As a global asset manager, our mission is to work in partnership...
support Supervise the provision of regular transaction support e.g. onboarding of new asset manager, asset class...’ execution with third parties and internal investment team Build and leverage third party relationships, including oversight...
asset management frameworks such as ISO55001 and be responsible for the development of engineering policies, strategies... that demonstrates compliance. Operational/ Technical Direct and Manage the Design for performance/sustainability manager and the...