's regulatory requirements under the SEC, FINRA, NFA, CFTC and other applicable exchanges. Adhere to the operational risk framework... for your role ensuring that all regulatory or company determined parameters are complied with. Role model for demonstrating highest...
, preparing all necessary documentation for annual audits. - Spearhead regulatory reporting, including tax planning...
Department standard operating procedures, and compliance toward the regulations of world-wide regulatory bodies to meet corporate...
wholesale lending and regulatory compliance, will support the client's commercial banking unit across two distinct project... with commercial banking teams, data analysis, and proactive remediation to meet regulatory expectations, ensuring data quality...
legal and business insights across pivotal deals, disputes, and regulatory matters. The firm’s offices are strategically...
regulatory and licensing standards, including passing regulatory audits Participate in strategic planning and broader...
, compliance, and regulatory requirements relevant to technical data management solution design. Strong communication skills.... Ensure that data management solutions adhere to security, compliance, and regulatory requirements. Drive continuous...
with one or more of the following; Capital Markets, Wealth management, analytics, reconciliation, and regulatory reporting strongly desired... providers such as Bloomberg, Reuters, Moody's, and S&P, with protocols such as FIX. Experience with financial regulatory...
. Safety Coordination: Collaborate with safety and regulatory entities to ensure on-board systems comply with all safety... standards and regulatory requirements for transit systems. Knowledge of communication protocols and equipment used in CBTC...
and Compliance, Internal Audit, Privacy and business units to mitigate legal, operational, regulatory and reputational risks...
ability to quickly understand and address technical challenges. Knowledge of security, compliance, and regulatory requirements relevant... and develop mitigation strategies to address them. Ensure that solutions adhere to security, compliance, and regulatory...
to those not meeting requirements Audit medical records, infection control and regulatory compliance annually and develop a corrective...
communication skills Knowledge of industry regulatory requirements to ensure a sound control environment Hours & Work Schedule...
time frames. Meets regulatory, licensure and annual health assessment requirements Observes the Health Care System...
of a claim and the payment of such claim are in compliance with the contractual, regulatory and custom plan guidelines...
, and direction in the following areas: client services; program development; fiscal management, regulatory compliance; physical plant... Develop fire drill schedules according to regulatory standards, review drills as they occur and ensure appropriate paperwork...
an accurate and thorough manner in compliance with hospital, regulatory and legal requirements and standards of care. 6...
successful candidate in this position will bring leadership and cohesiveness to Citi FX Legal’s global management of legal and regulatory... and partnership with the business for on-going inventorying, monitoring, managing, and mitigating of legal and regulatory risks...
alignment with an organization's policies and regulatory requirements. Demonstrated expertise in leading the strategic...
prepared at the facility complies with USDA standards and all other regulatory agencies. Ensure Hazard Analysis Critical... all applicable regulations for the overall operation of the building and grounds are followed. These regulatory entities include...