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Keywords: Regulatory Advisor, Location: New York City, NY

Page: 3

Fixed Income Compliance Advisor - Vice President

will provide more details. Our ideal candidate will possess a strong understanding of regulatory compliance, risk management... with various stakeholders. Assess regulatory/compliance controls related to areas of coverage. This would include providing clear...

Company: MUFG
Location: New York City, NY
Posted Date: 14 Feb 2025
Salary: $129000 - 170000 per year

Director - Investment Banker - Diversified Financials - NEW YORK

is to act as strategic advisor to our clients by formulating investment strategies and raising capital for clients... provider on market trends Serve as the expert on regulatory, financial and complex strategic issues relating to corporate...

Company: Citigroup
Location: New York City, NY
Posted Date: 09 Apr 2025

Manager, Risk, Compliance & Strategic Initiatives

an accommodation. BASIC FUNCTION: The Manager, Risk, Compliance & Strategic Initiatives is the primary advisor to the VP, Contract... administration and oversight. WORK PERFORMED: Serve as primary advisor to the VP, Contract Administration for contractual risk...

Company: New York State
Location: New York City, NY
Posted Date: 09 Apr 2025
Salary: $74000 - 77000 per year

SVP, Head of Securities Lending

abreast of industry trends, regulatory developments, and best practices in securities lending. Program Management... risk, market risk, operational risk, legal risk). Ensure compliance with all applicable regulatory requirements, internal...

Company: LPL Financial
Location: New York City, NY
Posted Date: 09 Apr 2025

Compliance Assessment Consultant (Digital Investigation & Discovery)

, and other presentations to support senior leadership decision-making. Support the team in matters involving regulatory compliance. Oversee... the preparation and production of information for regulatory proceedings. Implement quality control measures throughout...

Company: J.S. Held
Location: New York City, NY
Posted Date: 09 Apr 2025
Salary: $48 - 72 per hour

Compliance Analyst - USDS

as a compliance advisor and partner to enable business operations and Security and Privacy groups by assisting them in the... performance and key compliance risks that can impact organizational compliance and regulatory requirements - Use technology...

Company: TikTok
Location: New York City, NY
Posted Date: 09 Apr 2025

Compliance Assessment Consultant (Digital Investigation & Discovery)

, and other presentations to support senior leadership decision-making. Support the team in matters involving regulatory compliance. Oversee... the preparation and production of information for regulatory proceedings. Implement quality control measures throughout...

Company: J.S. Held
Location: New York City, NY
Posted Date: 08 Apr 2025
Salary: $48 - 72 per hour

Cash Management/Money Movement Product Owner - AVP

Management (MSWM) franchise, which encompasses both the Financial Advisor Field and Digital Direct Network. This role is in the..., and advisor support teams across Wealth Management to identify and implement process control improvements within the asset...

Company: Morgan Stanley
Location: New York City, NY
Posted Date: 06 Apr 2025
Salary: $85000 - 135000 per year

Chief Financial Officer

as a trusted advisor to the CEO and Executive Team, playing a critical role in shaping R/A's long-term financial strategy, growth... controls, risk management, and compliance with regulatory requirements, maintaining the highest standards of transparency...

Company: Compass Group
Location: New York City, NY
Posted Date: 06 Apr 2025

Legal, Global Banking & Markets FICC ETF Attorney, Vice President, New York City

range of legal and regulatory questions and issues that arise in connection with Goldman's US fixed income businesses in the Global... emerging asset classes in FICC. In this role, you will be on the frontlines serving as a trusted advisor to the business...

Company: Goldman Sachs
Location: New York City, NY
Posted Date: 06 Apr 2025

Ethics Director (Hybrid)

. Responsibilities are: Serve as a partner and advisor on the handling of all concerns reported to the Ethics Office. Lead a team... understanding of relevant regulatory, policy, and reputational considerations. Establish strong relationships with investigative...

Company: Citigroup
Location: New York City, NY
Posted Date: 06 Apr 2025

Legal, Global Banking & Markets FICC Attorney, Vice President, New York City

range of legal and regulatory questions and issues that arise in connection with Goldman's US fixed income businesses in the Global... Trading desks). In this role, you will be on the frontlines serving as a trusted advisor to the business and control-side...

Company: Goldman Sachs
Location: New York City, NY
Posted Date: 06 Apr 2025

Compliance Officer, VP

as an innovator, industry thought leader and trusted advisor to our clients. Role Overview PIMCO is seeking a dynamic Compliance... a critical role in ensuring compliance with regulatory standards and internal policies. Responsibilities Support the...

Company: PIMCO
Location: New York City, NY
Posted Date: 05 Apr 2025
Salary: $137500 - 195000 per year

Manager- Risk Management Operational Resilience

Technology, Operational Risk and Third Party Risk Management Serve as trusted advisor, offering constructive feedback... Stay updated on industry trends and evolving global regulatory requirements around Operational Resilience. Minimum...

Company: American Express
Location: New York City, NY
Posted Date: 05 Apr 2025
Salary: $80000 - 155000 per year

General Counsel, Global Government Affairs

. The General Counsel serves as the chief legal counsel and senior policy advisor on state, federal and international public...'s legislative and regulatory agenda. The General Counsel is responsible for responding to inquiries and provides direct advice...

Company: Chubb
Location: New York City, NY
Posted Date: 05 Apr 2025

Director of Engineering

as needed Client Relationship Management Act as a key client point of contact and trusted advisor for engineering services Delight..., regulatory requirements, and partnership objectives; ensure performance achieves KPI/CPI targets and delivers MSA...

Posted Date: 05 Apr 2025

Latin America Investment Banking Coverage Business Manager – Executive Director

Coverage, you will be the trusted advisor and strategic partner to senior leaders, driving business strategy and growth... of strategic initiatives across geographical expansion, budgeting, and regulatory agendas. Join us in this dynamic position...

Company: JPMorgan Chase
Location: New York City, NY
Posted Date: 05 Apr 2025

Standalone HR Manager - 5 days onsite NYC - $100k-$140k

strategies to attract and retain top talent in a competitive market. Employee Relations: Act as a trusted advisor to employees... all HR practices align with legal and regulatory requirements while continuously improving internal policies. MPI does...

Posted Date: 05 Apr 2025
Salary: $100000 - 140000 per year

Population Health and Equity Leader - Remote

Summary of Job Serve as advisor on health equity, SDOH, and population health programming, collaborating with a wide..., state and federal regulatory authorities, includes support of the health plan’s HEDIS, QARR, and Star processes...

Company: EmblemHealth
Location: New York City, NY
Posted Date: 05 Apr 2025
Salary: $92880 - 178200 per year

Transformation Oversight - Vice President

Participate as an advisor and liaison in transformation governance meetings and project working groups to provide advice and look... holistically across projects, including regulatory remediation, target operating model implementation, and strategic change...

Posted Date: 05 Apr 2025