objective assurance and advisory to management including identification of significant risks and risk response strategies.... Monitor industry trends and changes in the regulatory environment. Build key relationships with business unit and support...
&A and other financial advisory services with full access to the debt, equity and loan capital markets. The team also delivers complex risk... structure and strategic advisory, equity and debt capital financings, and tax equity transactions. Through such transactions...
of action for the bank and its clients and abiding by all regulatory requirements Required Qualifications..., has previously held the role of Relationship Manager (RM), Advisor Development Program (ADP) RM, Credit Solutions Advisor (CSA...
within Goldman Sachs, we provide investment and advisory services for pension plans, sovereign wealth funds, insurance companies... be simply risk or return focused, but often also are informed by ALM, accounting, or regulatory capital considerations. We work...
About Client: The client is a global investment and advisory financial services firm that engages in investment... to identify violations of regulatory rules or internal policies and procedures. BCG resides within the Business Unit and partners...
Serves as key credit cards product and unsecured lending compliance risk manager and thought leader for Independent... of Compliance Officers who provide compliance advisory services, design key risk indicators and compliance monitoring programs...
responsibilities of its Investment Advisory Compliance and Voya Mutual Fund functions. You will have the opportunity to interact... with your manager. The Contributions You'll Make: Assist with a variety of assigned compliance projects. Assist with Compliance...
fund documentation (e.g., private placement memoranda, fund agreements, subscription agreements, advisory and placement... agreements, regulatory filings). Familiarity with structured credit funds, such as rated note funds and captive CLO equity...
fund documentation (e.g., private placement memoranda, fund agreements, subscription agreements, advisory and placement... agreements, regulatory filings). Familiarity with structured credit funds, such as rated note funds and captive CLO equity...
fund documentation (e.g., private placement memoranda, fund agreements, subscription agreements, advisory and placement... agreements, regulatory filings). Familiarity with structured credit funds, such as rated note funds and captive CLO equity...
fund documentation (e.g., private placement memoranda, fund agreements, subscription agreements, advisory and placement... agreements, regulatory filings). Familiarity with structured credit funds, such as rated note funds and captive CLO equity...
fund documentation (e.g., private placement memoranda, fund agreements, subscription agreements, advisory and placement... agreements, regulatory filings). Familiarity with structured credit funds, such as rated note funds and captive CLO equity...
fund documentation (e.g., private placement memoranda, fund agreements, subscription agreements, advisory and placement... agreements, regulatory filings). Familiarity with structured credit funds, such as rated note funds and captive CLO equity...
organizational value by providing independent, objective, risk-based assurance, advisory services and to influence the way the... has a Professional Practices group responsible for managing audit operations, quality, and standards; regulatory relations; reporting...
Category Client advisory / Relationship management Join us At UBS, we embrace flexible ways of working when the role..., in a similar experience a firm grasp of financial markets and regulatory frameworks (with particular emphasis on the...
Solutions Advisory Credit Solutions Advisor II At Bank of America, we are guided by a common purpose to help make financial... of: Home Service Specialist II, Lending Client Associate, Lending Client Support Manager, Lending Specialist, Senior Banker...
between systems and support all reporting and audit requirements. This position reports to the Compensation Reporting Manager... compilation of supporting documentation for audit or regulatory requests Support special requests and ad-hoc projects including...
literacy, referencing and factchecking, prepping for medical/legal/regulatory submissions (preferred). · Excellent written... ecosystem Ability to play a key role in market research (e.g. steering committees, advisory boards & other strategic workshops...
that all practices meet regulatory requirements and best practices Support the firm’s qualified professional asset manager (QPAM... managing the regulatory environment governing investment advisory services, including conflicts management across a variety...
financial advisory services firm. Originally founded in 1882 as the family office of John D. Rockefeller, the Firm has evolved... applicable statutes and regulations, as well as, ensuring all KYC, AML, and other regulatory compliance standards...