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Keywords: Regulatory Advisory Manager, Location: New York City, NY

Page: 6

IT & AI Audit Role

, Regulatory Audit Advisory, IT General Controls (ITGC) testing, and Financial Risk Assessment. This role requires proficiency in...Job Title:Assistant Manager/Manager - Risk Management & Controls (Insurance) Location: USA Job Type: Full Time...

Company: EXL Service
Location: New York City, NY
Posted Date: 17 Oct 2024
Salary: $95000 per year

Associate Director, Sustainability

and adaptation of policies to evolving regulatory and market conditions; Continuous monitoring and assessment of the quality of the..., legal / regulatory changes, as well as academic research in the field of sustainability to assess adequacy and adherence...

Company: Orix
Location: New York City, NY
Posted Date: 17 Oct 2024
Salary: $150000 - 170000 per year

Mergers & Acquisitions Billing Controller - North America - Vice President

corporations to financial institutions and governments. It provides advisory, full-service capital raising, and credit and risk... markets, debt capital markets, ratings advisory and syndicated and leveraged finance), corporate finance advisory...

Company: JPMorgan Chase
Location: Brooklyn, NY
Posted Date: 17 Oct 2024

Client Onboarding – Investment Advisors/Funds Group – Vice President

across multiple teams to manage complex client relationships and regulatory requirements. Key Responsibilities: Support Team... Leadership: Act as a primary support for the team manager, assisting with strategic onboarding processes and providing leadership...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 10 Oct 2024
Salary: $91000 - 130000 per year

Investment & Corporate Banking - Investment Grade and Asset Backed Debt Syndicate Analyst

, advisory and solutions and loan capital markets/syndicate to Mizuho’s client base of leading international corporations..., advisory and product bankers responsible for client relationship management and strategic transaction development to execute...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 09 Oct 2024
Salary: $110000 - 130000 per year

Market Principal- Asset Management

of client sponsors and executives to tap into for product level engagements. Organize and host product advisory boards 1- 2... or regulatory reporting. Publish blogs, write byline articles, speak at industry conferences, and engage with industry analysts. Go...

Posted Date: 09 Oct 2024

Audit Supervisor

About Our Client Our client, a leading accounting and advisory firm, is seeking an experienced Audit Supervisor... solutions Ensure compliance with professional standards, firm policies, and regulatory requirements Develop and maintain...

Posted Date: 08 Oct 2024
Salary: $140000 - 180000 per year

Audit Senior

About Our Client Our client, a leading accounting and advisory firm, is seeking an experienced Audit Senior... solutions Ensure compliance with professional standards, firm policies, and regulatory requirements Develop and maintain...

Posted Date: 08 Oct 2024
Salary: $140000 - 180000 per year

Senior Auditor

About Our Client Our client, a leading accounting and advisory firm, is seeking an experienced Senior Auditor... solutions Ensure compliance with professional standards, firm policies, and regulatory requirements Develop and maintain...

Posted Date: 08 Oct 2024
Salary: $140000 - 180000 per year

Investment & Corporate Banking - Global Subsidiaries Coverage, Vice President/Director

, advisory and solutions and loan capital markets/syndicate to Mizuho’s client base of leading international corporations..., advisory and product bankers responsible for client relationship management and strategic transaction development to execute...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 05 Oct 2024

Fraud Management - Sr Associate

(ACAMS) Association of Certified Financial Crime Specialists (ACFCS) Certified Regulatory Compliance Manager (CRCM... Job Description & Summary A career in our Anti Money Laundering practice, within Regulatory Response and Remediation services, will provide...

Company: PwC
Location: New York City, NY
Posted Date: 05 Oct 2024

Internal Audit – Technology Audit Assistant Vice President (AVP) – New York

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term... assessments, SOX assurance, advisory activities, and contributing to department wide strategic initiatives. While primarily...

Company: Blackstone
Location: New York City, NY
Posted Date: 04 Oct 2024
Salary: $125000 - 185000 per year

Vice President, Global Markets

management, as well as research and advisory services to clients around the world. #bmocapitalmarkets Provides a markets-based.... Maximizes profit while prudently minimizing the bank’s exposure and adhering to regulatory statutes. Contributes to growing...

Company: Bank of the West
Location: New York City, NY
Posted Date: 04 Oct 2024

Quantitative Analyst- FSRM- Quantitative Adv Services- Trading Book- FSO- Mngr- Mult Pos

, Financial Services Risk Management - Quantitative Advisory Services - Trading Book - Financial Services Office (Manager..., measuring compliance with internal limits, or meeting financial or regulatory reporting requirements. Demonstrate technical...

Company: EY
Location: New York City, NY
Posted Date: 28 Sep 2024

Credit Solutions Advisor - Bayside and 42-39 Bell

of: Home Service Specialist II, Lending Client Associate, Lending Client Support Manager, Lending Specialist, Senior Banker... regulatory due diligence as well as complying with all Federal and State compliance policies. Desired Qualifications...

Posted Date: 28 Sep 2024
Salary: $24.04 - 28.41 per hour

Wealth Management Solutions, Product Development, Associate

across these client channels, in discretionary, advisory, fee-based brokerage, and self-directed brokerage capacities. Our team... views, and evolving with the industry and regulatory landscape. Responsibilities One focus area of this role...

Company: JPMorgan Chase
Location: New York City, NY
Posted Date: 21 Sep 2024

Internal Audit Director

! Job Description The Department The Invesco Internal Audit function provides assurance, advisory, and forensic investigative services... to create and deliver innovative approaches that meet the objectives of both audit and advisory engagements. Fostering a culture...

Company: Invesco
Location: New York City, NY
Posted Date: 18 Sep 2024
Salary: $175000 per year

Tax Global Information Reporting - Senior Associate

Job Description & Summary A career within Financial Markets Business Advisory services, will provide you with the opportunity to contribute... to a variety of audit, regulatory, valuation, and financial analyses services to design solutions that address our clients’ complex...

Company: PwC
Location: New York City, NY
Posted Date: 18 Sep 2024

Consultant Due Diligence Investment Analyst for Hedge Fund/Family Office

Investment and Financial Services industry. Our mission is to provide top business advisory services to our hedge fund client... us at https://arootah.com/hedge-fund-advisory/ for more information. WHO WE NEED: Arootah is searching for experienced...

Company: Arootah
Location: New York City, NY
Posted Date: 15 Sep 2024

Vice President, Compliance Consulting

with a registered investment adviser or private fund manager; or 4 years or more serving as a regulatory compliance consultant 3 years... accomplished senior staff, enhancing your own regulatory expertise, while mentoring junior team members and delivering excellent...

Company: Kroll
Location: New York City, NY
Posted Date: 05 Sep 2024
Salary: $90000 - 200000 per year