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Keywords: Regulatory Compliance Analyst, Location: New York City, NY

Page: 10

Associate, Corporate Banking - Chicago or New York

to financial solutions and participate in their presentation to clients. Monitors client, client industry and regulatory agencies.... Understand complexity of transactions and related risk (credit, market, operational, legal/compliance, etc.). Provides feedback...

Posted Date: 25 Oct 2024

Investment Banking Vice President - Equity Capital Markets

probable deal issues, providing thoughts and perspective on resolution. Review all analyst and associate work for consistency... participate in recruiting and training activities. Ensure all activities are in compliance with applicable rules, regulations...

Company: William Blair
Location: New York City, NY
Posted Date: 23 Oct 2024

Capital Markets Sr. Associate - Portfolio Management

financial and regulatory reporting. Perform / coordinate field exams. Review findings, reconcile with client as well as Credit... documents and servicing agreements. Escalate issues accordingly and manage credit risk and compliance documentation. May engage...

Posted Date: 20 Oct 2024
Salary: $100000 - 125000 per year

Lead Technical Program Manager – Data Management

organization. Regulatory & Compliance Knowledge - Familiarity with regulatory requirements such as GDPR, DORA, CCPA..., we are building a strong data management and governance team. We are seeking a Senior Technical Business Analyst with solid Data...

Company: MarketAxess
Location: New York City, NY
Posted Date: 17 Oct 2024