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Keywords: Regulatory Compliance Associate, Location: London

Page: 6

4 PQE Investment Funds Associate

and high-profile clients while developing your expertise in fund structuring and regulatory compliance. ​ The Role... Providing regulatory guidance on fund management and compliance matters Drafting and reviewing fund documentation, including...

Location: London
Posted Date: 16 Mar 2025

Investment Funds Associate 3+ PQE

2025: Fund Structuring & Law Firm Overall and won Drawdown Awards 2023: Legal, Compliance and Regulatory, Private Equity...PURPOSE OF THE ROLE We are currently hiring and looking for an Associate 3+ years PQE to join our Real Estate...

Location: London
Posted Date: 15 Mar 2025

Associate/Senior Associate, Corporate Energy (Oil & Gas)

in full compliance with our regulatory requirements and internal policies. Description of role: You will act...: Associate/Senior associate with between 4-6 years post qualification corporate transactional experience across a wide...

Company: Ashurst
Location: London
Posted Date: 13 Mar 2025

Operations Control Manager, Nutmeg – Associate

, focusing on customer-centric offerings in investments and digital wealth management. As a Control Management Associate..., and remediation. Role Responsibilities: Assisting in the design and implementation of control frameworks to ensure compliance...

Company: JPMorgan Chase
Location: London
Posted Date: 13 Mar 2025

Risk Management, Credit Risk Management, Associate / Vice President

Risk Management, Credit Risk Management, Associate / Vice President London JR004280 The role will reside..., including asset site visits and review of appraisals/valuations Review and verify compliance certificates, debt covenants...

Company: Morgan Stanley
Location: London
Posted Date: 13 Mar 2025

5 PQE Funds Associate

agreements and side letters Collaborate with clients on compliance requirements and regulatory filings Support on secondary... to professional development, is seeking a Funds Associate to join their team in London. The firm offers a collaborative environment...

Location: London
Posted Date: 12 Mar 2025

Model Risk Quant Analyst / Associate - Counterparty Credit Risk

Job Description: Join our global team of modeling experts at JPMorgan's Risk Management and Compliance organization.... As a Model Risk Quant Associate, you'll play a pivotal role in identifying, measuring, and mitigating model risks within the...

Company: JPMorgan Chase
Location: London
Posted Date: 12 Mar 2025

Director & Associate General Counsel, Data Protection (AI)

and growing team of privacy lawyers who identify, evaluate and address privacy risk in light of emerging laws, compliance... obligations and policies. This is a full-time position. Director & Associate General Counsel, Data Protection...

Company: Meta
Location: Dublin - London
Posted Date: 11 Mar 2025

Senior Associate - Corporate Actions (WBS)

The Vacancy The Senior Corporate Actions Associate is responsible for the administration and processing of corporate... actions and dividends for the firm and clients of WBS, this is to be done whilst adhering to regulatory & product specific...

Location: London
Posted Date: 11 Mar 2025

Marketing Associate - London

company with cutting-edge technology that automates regulatory reporting, compliance and financial risk solutions...We are looking for a fantastic Marketing Associate to join our marketing team. Suade is a market-leading reg-tech...

Company: Suade
Location: London
Posted Date: 09 Mar 2025
Salary: £25000 - 35000 per year

Controllers-London-Associate-Product Controllers

activities, or offering analytical and regulatory compliance support, our work contributes directly to the firm's success. The... in compliance with the regulations governing transactions in the financial markets. OUR IMPACT We're a team of specialists...

Company: Goldman Sachs
Location: London
Posted Date: 06 Mar 2025

Trading Services Senior Associate Business Manager - PMO

business risks. The Project Manager Senior Associate would be expected to: Provide a high level of responsiveness... and tasks Identify key business risks on the platform and drive resolution of mitigating controls Support audit, regulatory...

Company: JPMorgan Chase
Location: London
Posted Date: 06 Mar 2025

Prudential Risk & Regulation - Manager OR Associate Director

regulatory compliance and manage regulators' expectations. We help clients develop and review their key regulatory submissions... regulatory scrutiny, supervision and demand for external assurance. Are you looking to make an impact in Financial Services...

Company: Forvis Mazars
Location: Central London
Posted Date: 05 Mar 2025

SCIB Associate, Trade & Working Capital Sales

, Reputational, Regulatory, Compliance, etc. What we’re looking for Experience in the financial service industry, with meaningful...SCIB Associate, Trade & Working Capital Sales Country: United Kingdom Business area introduction GTB is part...

Company: Santander
Location: London
Posted Date: 02 Mar 2025

Banking Job-Mandarin speaking Corporate Banking Associate-London-rj

Banking Job-Mandarin speaking Corporate Banking Associate-London-rj £40-50k, possibly higher, depending on experience... jobs, interview tips and London news: Your New Job Title: Mandarin speaking Corporate Banking Associate The Skills You Need...

Company: People First
Location: Central London
Posted Date: 02 Mar 2025
Salary: £40000 - 50000 per year

Associate - ISG Model Governance (1st line)

Associate - ISG Model Governance (1st line) Company Profile: Morgan Stanley is a leading global financial services... activities and initiatives of the group, such as: Enhancing the framework to monitor compliance with established policies...

Company: Morgan Stanley
Location: London
Posted Date: 01 Mar 2025

Senior Associate - Corporate Actions (WBS)

The Senior Corporate Actions Associate is responsible for the administration and processing of corporate actions... and dividends for the firm and clients of WBS, this is to be done whilst adhering to regulatory & product specific requirements...

Location: London
Posted Date: 27 Feb 2025

Senior Associate, UKCDD

, industry-changing realities. For our business, for clients, and for you Senior Associate, UKCDD – Compliance Reporting... material and deliver training in compliance with regulatory obligations and business procedures; Prepare reports...

Company: Apex Group
Location: London
Posted Date: 26 Feb 2025

Senior Clinical Research Associate

execution, regulatory compliance, and effective risk-based monitoring. Key Responsibilities: Lead site monitoring activities... a Senior Clinical Research Associate (SCRA) with strong ophthalmology experience, particularly in retinal disorders, based...

Location: London
Posted Date: 26 Feb 2025

Associate - Trade & Working Capital Sales

UK Role holder will be a SME in trade and working capital finance solutions and applicable UK &/European regulatory..., risk, coverage, compliance, legal etc. within EMEA and across the other regions Be the first line of defense in the...

Location: London
Posted Date: 26 Feb 2025