NFA rules. Managing regulatory filings including NFA registrations, exemptions, Form PQRs, CFTC position reporting... accomplished senior staff, enhancing your own regulatory expertise, while mentoring junior team members and delivering excellent...
on corrective actions to close control gaps and weaknesses Stay abreast of relevant legal and regulatory requirements, operational... are aligned to Flutter's/FDG's risk frameworks and taxonomies Provide numerous ERP inputs to facilitate ERM's reporting...