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Keywords: Regulatory Reporting Officer, Location: London

Page: 2

Policy & Performance Officer

and Strategy Analyst, Performance Improvement Coordinator, Regulatory and Performance Manager, Public Policy and Efficiency Officer...Job Title: Policy and Performance Officer Location: Stockwell Salary: £35,000 – £38,000 Job Type: Permanent/ Full...

Posted Date: 08 Feb 2025
Salary: £35000 - 38000 per year

Compliance Officer

requirements and to facilitate regulatory reporting Ensure that all staff are aware of, and comply with, the firm’s own...Job Title: Compliance Officer Sector: Insurance Location: Essex/London Role Summary Our client...

Posted Date: 07 Feb 2025

Operational Risk Officer - VP

financial services that enable growth and economic progress. Role Overview: The Operational Risk Officer is a strategic... tools in an attempt to mitigate exposure (risk/financial/regulatory). Monitors goals are met through performance, risk...

Company: Citigroup
Location: London
Posted Date: 07 Feb 2025

Statutory Returns Officer

, possessing authoritative knowledge of statutory reporting requirements to regulatory bodies such as OfS, HESA... or Stratford campuses depending on your location preference. The Statutory Returns Officer reports to the Head of Statutory...

Location: London
Posted Date: 01 Feb 2025

Senior Officer - Operational Risk Control (1.5 LoD)

checks, and other general compliance and regulatory support to the frontline business units of the Bank. As a Senior Officer... operational risk management programme, New Product Approval Process, and 1 LoD assessment, attestation and reporting for specific...

Company: Bank of China
Location: London
Posted Date: 31 Jan 2025

Senior Compliance Officer

to join our Compliance team, reporting directly to the Chief Compliance Officer. Your day-to-day tasks will involve a variety of compliance... activities, including providing guidance and support, regulatory reporting, performing controls, delivering training...

Company: Selby Jennings
Location: London
Posted Date: 30 Jan 2025
Salary: £80000 per year

PV Officer

Job Title: PV Officer Job Location: Great Britain, United Kingdom Job Location Type: Remote Job Contract..., Pharmacovigilance, Regulatory Affairs and Quality Assurance. PrimeVigilance provides first class support to our small to large...

Company: Lifelancer
Location: London
Posted Date: 27 Jan 2025

CASS & Safeguarding Oversight Officer

our Customers funds are safe and protected as we expand as a business; occupying our CASS and Safeguarding Oversight Officer roles.... Your mission Through occupying the CASS Oversight Officer and Safeguarding Accountable Officer roles, you will provide oversight...

Company: Wise
Location: London
Posted Date: 25 Jan 2025
Salary: £103000 - 135000 per year

Outsourcing Officer

. Description: Title: Outsourcing Officer Location: Dublin, London or Nottingham (Hybrid – Remote working Mon/Fri every week) Who...-solving. They will be expected to ensuring that all outsourcing and quality assurance operations are in line with regulatory...

Location: London
Posted Date: 23 Jan 2025

Outsourcing Officer

Title: Outsourcing Officer Location: Dublin, London or Nottingham (Hybrid – Remote working Mon/Fri every week... with regulatory requirements and best practices. In addition, the candidate will be instrumental in identifying potential risks...

Location: London
Posted Date: 22 Jan 2025

CASS & Safeguarding Oversight Officer

our Customers funds are safe and protected as we expand as a business; occupying our CASS and Safeguarding Oversight Officer roles.... Your mission Through occupying the CASS Oversight Officer and Safeguarding Accountable Officer roles, you will provide oversight...

Company: Wise
Location: London
Posted Date: 22 Jan 2025

HR Officer

HR Officer About Palladium: Palladium is a global company working to design, develop and deliver positive impact... of all religions, races, languages, and gender identities. This Opportunity: The HR Officer role is critical to supporting the day...

Location: London
Posted Date: 18 Jan 2025

Operational Compliance Officer

application, and ensure the company’s policies and procedures align with regulatory expectations. Reporting and Documentation... Compliance Officer As an Operational Compliance Officer, you’ll be at the forefront of safeguarding the company’s compliance...

Location: London
Posted Date: 18 Jan 2025

Surveillance Compliance Officer - Trade Surveillance - 6 month contract

any suspicious activity findings to management and reporting to regulators. Ensuring compliance with the company's regulatory... Financial Ltd are searching for Surveillance Compliance officer to join their team in London. The role focusses on Trade...

Company: Marex
Location: London
Posted Date: 18 Jan 2025

Surveillance Compliance Officer - Trade Surveillance - 6 month contract

any suspicious activity findings to management and reporting to regulators. Ensuring compliance with the company's regulatory... Financial Ltd are searching for Surveillance Compliance officer to join their team in London. The role focusses on Trade...

Company: Marex
Location: London
Posted Date: 17 Jan 2025

Compliance Officer

. Monitoring day-to-day compliance across business operations. Supporting regulatory reporting and filings. Conducting...​About the job We have been mandated with an exciting opportunity for a Compliance Officer to join our Wealth...

Location: London
Posted Date: 16 Jan 2025

Assurance and Governance Officer

Job Description: Role Summary - A mid-level Compliance officer assisting with the delivering oversight, monitoring... assurance testing and reporting. Analysing and documenting findings and hold preliminary discussions with control/process...

Company: BGC
Location: London
Posted Date: 09 Jan 2025

Business Information Risk Officer - 12 Month Fixed Term Contract

& Contracts Team, the Independence and Ethics Team and the Regulatory Supervisory Team, plus the Quality Monitoring Team. The team... with. Role Purpose The Business Information Risk Officer’s (BIRO) (Manager grade) role is responsible for leading the Chief...

Company: BDO
Location: London
Posted Date: 25 Dec 2024

Head of Operational Risk Officer, Managing Director, Hybrid

Role Summary: The Head of Operational Risk Officer UK reports to the Global Head of Operational Risk for State Street... Chief Risk Officer for UK (SMF4) and is responsible for ensuring that the respective risk programs address all relevant...

Company: State Street
Location: London
Posted Date: 17 Dec 2024

Security Director – EMEA Regional Security Officer Organisation

Posting Description: Security Director - EMEA Regional Security Officer Organisation Reporting to the EMEA Regional... Security Officer, this role is key in managing the regional and solution line operational security risk level...

Company: Aon
Location: London
Posted Date: 13 Dec 2024