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Keywords: Regulatory Reporting Officer, Location: London

Page: 7

Head Of Operations

& compliance, and health & safety (H&S). Reporting to the Chief Operating Officer, the role focuses on ensuring smooth... internal audit processes to ensure adherence to company policies and regulatory requirements. Identify and mitigate...

Company: Hollis Global
Location: London
Posted Date: 28 Dec 2024

Retrocession Technical Accounting Specialist

with Ceded Re Insurance segment team; · Regulatory and Operational reporting – production and submission of operational... regulatory reporting. · Internal Control – Ensure that processes and controls are complied with in accordance with our internal...

Company: AXA XL
Location: London
Posted Date: 22 Dec 2024

Head of Sustainability Communities

, and 3 reporting, regulatory compliance and interpretation (CSRD, EUDR, CSDDD, etc.), and human rights due diligence. Co...Description : Role: Head of Sustainability Communities Reports to: Chief Product Officer Location: London...

Location: London
Posted Date: 22 Dec 2024
Salary: £55000 - 60000 per year

Global Payroll Lead

, our Chief People Officer (CPO), positions our culture and talent as a market differentiator. Our HR team plays a key role.... Ensure compliance with payroll laws and reporting requirements in each deployment country. Undertake quality assurance...

Company: abrdn
Location: London
Posted Date: 21 Dec 2024

Head of Cyber Risk - UK

Officer to join our growing team. Job Description: Key Responsibilities: Ensure PayPal’s information systems... regulatory requirements in regulated markets in UK. Experience with FCA regulations like Electronic Money Regulations 2011 (EMR...

Company: PayPal
Location: London
Posted Date: 15 Dec 2024

Senior Employee Relations Partner

; and Supporting the Chief People Officer with SMCR reporting obligations. Requirements: Extensive experience as an employee.... We are looking for a senior employee relations specialist with financial services regulatory experience to take ownership for the delivery...

Company: Starling Bank
Location: London
Posted Date: 14 Dec 2024

MD, Operational Risk Management

management response, and implement measures to prevent future occurrences. Manage relationships with regulatory agencies... Management. Risk Loss Event and Incident Management and Lessons Learned. Risk Scenario Analysis. Ensure timely reporting...

Company: Moody's
Location: London
Posted Date: 14 Dec 2024

Senior Employee Relations Partner

Chief People Officer with SMCR reporting obligations. Requirements Extensive experience as an employee relations... employee relations specialist with financial services regulatory experience to take ownership for the delivery of a specialist...

Company: Starling Bank
Location: London
Posted Date: 13 Dec 2024

Head of Legal - 10 month FTC starting February 2025

, you will also act as the interim Data Protection Officer (DPO) for the Third Bridge Group (outside of China and Singapore..., tracking and reporting during the financial year. Conduct process audits to identify inefficiencies and areas for improvement...

Company: Third Bridge
Location: London
Posted Date: 13 Dec 2024

Operational Risk and Resilience Associate

The Operational Risk and Resilience Associate will work closely with the Control Officer to deliver robust Operational... and resilience practices across the organisation. Duties and responsibilities: Collaborate with the Control Officer to maintain...

Company: Capula
Location: London
Posted Date: 12 Dec 2024

2nd Line Assurance Analyst

reviews across the group to provide assurance that regulatory requirements and other compliance policies are adhered.... Assist with ad-hoc assurance work and projects as required. Assist / provide cover for the Investment Compliance Officer...

Company: Beazley
Location: London
Posted Date: 11 Dec 2024

Head of Compliance & MLRO (SMF16&17)

Laundering Reporting Officer (SMF17). Manage the AML and CTF framework, ensuring it meets regulatory requirements and mitigates... About the Role We are seeking a highly skilled and experienced Head of Compliance & Money Laundering Reporting Officer (MLRO...

Company: Venn Group
Location: London
Posted Date: 09 Dec 2024

Climate Risk Specialist

work covers areas such as evaluating climate-specific risk, understanding regulatory change and ensuring that Northern... within the financial institution's existing risk management framework As a member of the Global Climate Risk team, reporting...

Company: Northern Trust
Location: London
Posted Date: 30 Nov 2024

Compliance and Operational Risk Specialist (Operations)

Description: This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defence compliance..., and developing reporting and documentation. Engages in activities to provide support to the Compliance and Operational Risk teams...

Company: Bank of America
Location: London
Posted Date: 29 Nov 2024

Senior Manager of Compliance

, inquisitive manager with a background in AML regulatory reporting/obligations, client onboarding and AML investigation, who... compliance reporting and annual AML training to the boards of CSC client's UK entities. Prepare AML Policy and Business Risk...

Location: London
Posted Date: 29 Nov 2024

Vice President, Credit Risk Analyst (Hedge Funds)

approvals Management of problematic assets Monitoring, reporting and early action Portfolio analysis and management MAIN... required. Present transactions to senior management (including the Chief Risk Officer) for discussion and approval. Analyse and present...

Location: London
Posted Date: 28 Nov 2024

Employment Legal Counsel

including responding to any regulatory enquiries, and advising on contracts, employee DSARs and TUPE matters. Supporting the... and regulatory/legislative changes and communicating with/training the business on the impact of any such changes and how the...

Company: McDonald's
Location: London
Posted Date: 27 Nov 2024

Risk Operations Manager

of governance, risk management, risk policies, risk and issues reporting, and management information are completed in line with the.... Collaborate with various teams to ensure effective risk management processes. Support the Group Chief Risk Officer (CRO...

Company: Charles Stanley
Location: London
Posted Date: 22 Nov 2024

Senior Market Risk Associate

reporting and information sharing with the LCH board(s); Support regulatory requirements; Support and/or facilitate senior... with key responsibilities including assessment of financial resources, key reporting and change management of IT systems. The...

Location: London
Posted Date: 21 Nov 2024

Investment Writer

● Full time; reporting to Chief Engagement Officer ● SE1 London or remote (UK) ● UK right to work... Chief Engagement Officer, to create investment content and analysis for our business, our customers and for the wider group...

Company: PensionBee
Location: London
Posted Date: 15 Nov 2024
Salary: £57000 per year