Office trading systems, STP, Pricing and Risk Management, Operations and TRACE reporting. Responsibilities: The Front... globally. This is a real time trade processing system that handles activities like trade and position management, risk...
and policy work with legislative, regulatory, operational, clinical, and risk assessment and mitigation matters. The position may... on a range of issues of national importance where PPL&L's work intersects with legislative, regulatory, operational, clinical, and risk...
Job Description & Summary At PwC, our people in Financial Crimes Risk and Compliance focus on maintaining regulatory compliance and managing... and enhance their internal controls to mitigate risks effectively. In regulatory risk compliance at PwC, you will focus...
and implement cost-saving initiatives and operational efficiencies. Compliance and Risk Management Ensure compliance... with all regulatory requirements, tax laws, and financial reporting standards. Develop and maintain robust internal controls to safeguard...
and effectively communicate with carriers. Your Impact: Evaluates information to determine risk acceptability in accordance... with regulatory standards. Acts with a sense of urgency on all inquiries/requests. Provides outstanding customer service...
and risk management program by ensuring adherence to regulatory requirements and internal policies. This position involves..., Regulations Management and Regulatory Change oversight, and Training oversight. Perform risk assessments to identify potential...
is required. Expertise in risk management, compliance, and regulatory frameworks as they relate to marketing and advertising. Skilled... to funds and payouts. We also help merchants connect with their customers, process exchanges and returns, and manage risk...
and risk management program by ensuring adherence to regulatory requirements and internal policies. This position involves..., Regulations Management and Regulatory Change oversight, and Training oversight. Perform risk assessments to identify potential...
information security risk. The complexity of this position requires a leadership approach that is engaging, imaginative... to reduce risk and vulnerabilities to the Enterprise Monitors and tracks entities’ compliance and remediation efforts...
, procedures and standards for assessing risk, marketing services, and accepting clients. Pay... and structured syndicated finance transactions. Develop policies, procedures and standards for assessing risk, marketing services...
regulations and protocols; Assess current and prospective regulatory risk through industry interaction and research...Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term...
Guide process improvements across internal audit Prompt review of the audit risk assessment; consolidate and rationalize... Coordinate and communicate with regulators and external auditors Regulatory examination and external review coordination...
Guide process improvements across internal audit Prompt review of the audit risk assessment; consolidate and rationalize... Coordinate and communicate with regulators and external auditors Regulatory examination and external review coordination...
by their manager/department. We regularly review our hybrid work model, and the specific requirements may change at any time... opportunity to apply advanced technology solutions to combat financial crime and ensure regulatory compliance. Responsibilities...
Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term... lending and opportunistic credit. We seek to generate attractive risk-adjusted returns for institutional and individual...
regulatory changes and industry trends. Ensure robust internal controls over investment accounting processes to comply... annual audits. Perform other duties as assigned. You will report to the Senior Manager, Financial Reporting & Accounting...
Job Description: The Assistant Vice President, Team Underwriting Manager will: Manage an underwriting team of 3... and adherence to organizational and regulatory rules, and ability to adhere to underwriting authority Understanding of Workers...
inspections of branch and data center infrastructure, risk analysis, equipment upgrades, cross departmental collaboration... in order to draw conclusions and solve problems. Compliance and Risk Management Capable to conduct ongoing monitoring...
will interact with senior members of SMBC management including credit and risk professionals, and is responsible for managing the... manager for assigned portfolio of accounts Prepare credit analysis for quarterly and annual reviews Assist Head of Portfolio...
inspections of branch and data center infrastructure, risk analysis, equipment upgrades, cross departmental collaboration... in order to draw conclusions and solve problems. Compliance and Risk Management Capable to conduct ongoing monitoring...