and developing select client relationships. Provides superior client experience. Ensures compliance with risk and regulatory... and regulatory requirements. Enforces compliance with policies and regulations. Provides coaching and leadership to develop the line...
diligence of the CNB legal and compliance framework. This position functions as a team manager, develops staff and manages... that legal issues, contracts, disputes, and complex regulatory and operational risk activities are conducted within the due...
. - Risk Assessment: Identify, analyze, and evaluate potential legal and compliance risks, providing recommendations..., and other stakeholders on various legal matters related to investigations, compliance, and risk management. Qualifications...
& Business Development, Risk, Compliance and Legal Teams. This professional will become a specialist in providing marketing... and would be based in New York. Marathon Asset Management is a leading global asset manager specializing in public and private credit...
manager to coordinate activities of internal groups such as compliance, risk management, tax, information security... counsel to ensure compliance with applicable privacy laws and regulations Perform other duties as assigned Qualifications...
and SQL language. Experience with BI-Tooling mainly Power BI. General knowledge of GRC (Governance, Risk and Compliance...) industry. Prefer experience with risk management, internal audit, internal control, information security and/or compliance...
for compliance to regulations; plans and administers colleague schedules and internal workflow. They may assist the Client Manager...CLIENT OFFICER WHAT IS THE OPPORTUNITY? Assists the Client Manager in supervising and participates in the...
operations, risk management, and regulatory compliance. The successful candidate will have a strong technical background... trading operations, risk management, and regulatory compliance. Provide technical guidance and support to development teams...
colleagues from different areas of the firm, including Risk Taxonomy Owners, Compliance & Operational Risk Controllers... or systems of UBS analyze and evaluate vendor security controls, policies, and procedures to ensure compliance with regulatory...
to a caseload of 10-15 high-risk individuals, redirecting them toward positive attitude, behavior, and lifestyle changes.... Responsibilities include but are not limited to: Identify and form relationships with individuals who are at high risk of involvement...
and experience in accounting, budgeting, contract, grants, and risk management, and compliance. Essential Duties... successful candidate will be a hands-on and participative manager who will lead and develop an internal team to support the schools' fiscal...
on their suite of market leading investment regtech solutions i.e. regulatory reporting and compliance etc. The salesperson... investment technology solutions. Although regtech / regulatory reporting / regulatory compliance sales experience...
, and performance metrics. Analyze transaction documents, financial statements, and operational data to assess risk and compliance...Job Title: Securitization Due Diligence Analyst / Associate and Manager Levels Location: Nationwide Company: Global...
endorsement language for highly complex risk. Determines appropriate pricing of complex risks for assigned book of business based... on financial and competitive analysis in line with compliance requirements and with little oversight needed from superiors. Makes...
rigorous compliance with control policies, standards and procedures - e.g. P&L and Risk minimum standards, Product Control... corporations to financial institutions and governments. It provides advisory, full-service capital raising, and credit and risk...