Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term... it is filed with the SEC Liaise with the fund administrator to validate corporate level activity, including corporate...
accounting and finance functions. Job Duties: Functions in various capacities including Accounting Manager, Controller..., or Project Manager for clients Demonstrates an ability to manage multiple client stakeholders simultaneously Prepares...
accounting and finance functions. Job Duties: Functions in various capacities including Accounting Manager, Controller..., or Project Manager for clients Demonstrates an ability to manage multiple client stakeholders simultaneously Prepares...
position reporting to the Senior Manager, Consolidations & Reporting. In addition to salary, you will also be eligible..., collaborating across accounting and strategic finance teams Support the SEC Reporting team by preparing the consolidated statement...
strategies. This role will report to the Technology Regulatory and Controls Senior Manager and will play a pivotal role in... defining robust controls and processes to adhere to the company's compliance obligations with SEC and SOX regulations. The...
surveillance reviews Identify potential risks for the Firm and escalate the matter to a designated manager Generate ad-hoc... SEC and FINRA rules A strong understanding of securities trading and corresponding regulations with proven...
Officer during social services audits. Direct contact with the Podell Houses and Alliance Apartments Building Manager..., including completing clients' applications for supportive housing for older adults (HUD Sec 202), benefits, and entitlements...
reviews Identify potential risks for the Firm and escalate the matter to a designated manager Generate ad-hoc reports... by management, compliance or legal departments Requirements/Qualifications Knowledge of broker-dealer related SEC and Client...
Commission (SEC), and state securities laws; therefore, the accounts must be serviced with a Series 7 & 63 License. Working... under the direction of the NYLIFE Securities Investor Relations Call Center Manager, the Representative must work to achieve the...
Commission (SEC), and state securities laws; therefore, the accounts must be serviced with a Series 7 & 63 License. Working... under the direction of the NYLIFE Securities Investor Relations Call Center Manager, the Representative must work to achieve the...
and escalate the matter to a designated manager Generate ad-hoc reports, perform data analysis, and provide direction to Business... Requirements: Qualifications Knowledge of broker-dealer related SEC and FINRA rules A strong understanding of securities...
potential risks for the Firm and escalate the matter to a designated manager Generate ad-hoc reports, perform data analysis... Knowledge of broker-dealer related SEC and Client rules A strong understanding of securities trading and corresponding...
Fortress Investment Group LLC is a leading global investment manager with approximately US$48 billion of assets... and private investors worldwide across a range of credit and real estate, private equity, permanent capital, and multi-manager...
Fortress Investment Group LLC is a leading global investment manager with approximately US$48 billion of assets... and private investors worldwide across a range of credit and real estate, private equity, permanent capital, and multi-manager...
, they will assist the Head of Legal and Head of Solutions Legal with manager of legal risk arising from the Marex Solutions... affecting the Marex Solutions business. Ensuring compliance with the company's regulatory requirements under the SEC, FINRA...
diligence of the CNB legal and compliance framework. This position functions as a team manager, develops staff and manages... to, regulatory provisions (e.g., FINRA, SEC, OCC, CCPA, GLBA), fiduciary duty standards, litigation, employment law, procedures...
that all practices meet regulatory requirements and best practices Support the firm’s qualified professional asset manager (QPAM....wilshire.com for additional company information. Wilshire is an SEC registered investment adviser and required to track...
required Minimum 5 years experience at a registered broker-dealer, investment manager, or US bank Solid understanding of the nature... of protection of information, in particular managing confidential and material non-public information Understanding of FINRA, SEC...
strategies. This role will report to the Technology Regulatory and Controls Senior Manager and will play a pivotal role in... defining robust controls and processes to adhere to the company's compliance obligations with SEC and SOX regulations. The...
's Degree Broad knowledge of financial products, markets, and laws and regulations such as FINRA rules, SEC rules, and the... banking and markets businesses Experience in the financial services industry, either working for an investment manager...