in the financial industry to lead audit coverage of Front Office and associated support functions including Sales, Trading... of benefits to its employees. Description SMBC is seeking an experienced audit manager with a minimum of 10 years' experience...
The Derivatives Strategies & Trading Senior Director will be responsible for structuring and execution of hedging... Account’s CIO office. The Senior Director will also be responsible for assisting the head of derivatives in broadening the...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... for every future! Purpose The Director of U.S. Cybersecurity and Infrastructure Audit is a member of the U.S. Audit...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... for every future! Purpose The Director of U.S. Cybersecurity and Infrastructure Audit is a member of the U.S. Audit...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... for every future! Purpose The Director, US Third Party Risk Management will ensure integrated and comprehensive business...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... for every future! Purpose The Director, US Third Party Risk Management will ensure integrated and comprehensive business...
. You will provide advice to the line of business including but not limited to sales, trading, and algorithmic development teams...Application Deadline: 02/11/2025 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance The...
policies and procedures to internal stakeholders, including trading and sales personnel and key support functions. Key... stakeholders including trading and sales personnel and key support functions. · Evaluate new products and activities to ensure...
- Americas Director Contract type Permanent Contract Job summary Summary Global Markets Regulatory Compliance (“GMRC...”) Advisory - Americas Director is responsible for providing advice on Swap Dealer and Broker Dealer regulations (including the...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... Controls, Compliance & AML 2nd line, GBM Onboarding, Global AML Operations, Internal Audit, and others Serving as a key...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... Controls, Compliance & AML 2nd line, GBM Onboarding, Global AML Operations, Internal Audit, and others Serving as a key...
and advisory services. Coordinate with or assist other IADA Audit Groups, as needed. Assist the Vice President/Director..., capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. Visit . Mizuho Americas...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... escalated to the Director, Investment Management Compliance. Support the Compliance Team with day-to-day compliance functions...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... escalated to the Director, Investment Management Compliance. Support the Compliance Team with day-to-day compliance functions...