Guide a dynamic Securities Based Lending team, dedicated to providing excellence in loan servicing and credit... transactions. Job Summary As a Manager of the Securities Based Lending team in Wealth Management Operations, you will guide...
, operations, risk, and finance. The Securities Based Lending (SBL) team manages a high volume of lower-risk credit transactions..., fully secured by high-quality marketable securities. You will review and make decisions on client applications for credit...
more about you! Our Securities-Backed Lending team works with financial professionals to provide liquidity solutions to investors who need and want... for retention. Represents Securities-Backed Lending in meetings and initiatives such as relationship strategy partnerships...
The Securities & Derivatives Sr Manager is a senior management level position responsible for ensuring that the OTC... necessary and recommend actions for resolution. Contribute to processing standards and expectations for securities...
Job Description: Guide a dynamic Securities Based Lending team, dedicated to providing excellence in loan servicing... and credit transactions. Job Summary As a Manager of the Securities Based Lending team in Wealth Management Operations...
advisory, operations, risk, and finance. The Securities Based Lending (SBL) team manages a high volume of lower-risk credit... transactions, fully secured by high-quality marketable securities. You will review and make decisions on client applications...
Governance and Securities team in the legal department. The Associate Legal Counsel will support all aspects of our public.... This individual will be an integral member of the legal team, reporting to the Sr. Director of Corporate Governance and Securities...
mergers & acquisitions, business formation, corporate governance, corporate and project financing, securities and contract...
a Series 6 & 63 securities licenses and pass the SIE exam Required qualifications, capabilities and skills Possess high... securities licenses and pass SIE Exam within 120 days of starting in position JPMorganChase, one of the oldest financial...
and month end close responsibilities Strong understanding of securities and derivatives products Strong analytical skills...
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...
standards/guidelines set forth by departments of insurance, Securities and Exchange Commission or other authoritative bodies...
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...
required. FINRA Securities Industry Essentials required within the first 60 days of start date. Proficiency in Microsoft Office...
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...
education, issue resolution and transactional service to Nationwide Securities LLC (NSLLC) clients using concierge type service...
regulations, rate &/or tariff structure, financing & securities or economics applied to utility or transportation companies...
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust...
reports for investment companies in accordance with U.S. Generally Accepted Accounting Principles (“GAAP”) and Securities...
of client servicing needs Knowledge of financial markets and the securities traded in those markets, as well as quickly assess...