, the team contributes to other examination, analytical, and policy work in collaboration with senior supervisors and FRS...: financial institution legal and/or compliance departments; compliance consultant in the financial services industry; auditor...
risk analysis as a risk analyst, auditor, compliance analyst, regulator, or similar capacity in the trust or financial... are identified= Excellent written and verbal communication skills Ability to interact effectively with mid and senior-levels...
and changes, and keep senior leadership team abreast of the organization’s financial status. Analyze and present financial... preparation, CHAR500 and federal single A-133 audits as required, including working with the auditor on fieldwork. Grant...
and questionnaires Review auditor work papers covering planning and fieldwork for sufficiency Influence the execution of other audits... and maintain relationships with senior internal stakeholders for the IT and data management and quality programs Coordinate...
and questionnaires Review auditor work papers covering planning and fieldwork for sufficiency Influence the execution of other audits... and maintain relationships with senior internal stakeholders for the IT and data management and quality programs Coordinate...
leadership team to prepare and deliver regular updates to stakeholders, including senior executives, management committees, audit... certification (or pursuing) is preferred. 8+ years of experience working as an auditor covering complex and highly regulated asset...
for senior management and the Board of Directors. Monitor and follow-up with management on the remediation of audit issues... to both regulatory and external auditor requests and inquiries, ensuring a smooth and efficient examination and external audit process...
for senior management and the Board of Directors. Monitor and follow-up with management on the remediation of audit issues... to both regulatory and external auditor requests and inquiries, ensuring a smooth and efficient examination and external audit process...
and support audit work. Working with all levels of the Audit team from Senior Audit Director to Senior Auditor... supervision of the Senior Quantitative Finance Manager for Market Risk and Automation. This team has been the lead innovator in...
for that expertise and sharing that knowledge through training and mentoring. Field client questions, auditor questions, and investor... Demonstrated verbal and written communication skills, comfortable speaking with senior management and in front of an audience...
for overseeing assigned areas of audit work acting as an Auditor-in-Charge (AIC), and executing on the audit strategy for Lines... as Auditor-in-Charge (AIC) by overseeing audit testing and ensuring it is executed in a timely manner and conforms with quality...