Broker Dealer Sales and Trading compliance experience and be comfortable interacting directly with all levels of Sales... and Trading personnel. Essential Job Functions Provide regulatory guidance to senior business leader as well as sales...
K Venture Fund, Legal, Finance and senior management. The role will report to the Head of Business Development... pursuit by Circle K Facilitate direct follow-up with, and active feedback to acquisition candidates, deal broker, or referral...
marketplace. In this role you will become an expert on LPL’s Liquidity & Capital program and wealth management industry M..., with the confidence to effectively present complex topics to acquisition targets, as well as senior internal leadership...
development of top-notch Customs brokerage talent, including the establishment and management of a senior entry writer development... employees in delivering quality business reviews encompassing broker instruction, HTS database verification, change management...
PROCESS: Application deadline is 3:00 p.m. MT on 2/21/2025. The City of Fort Collins is a bias-conscious employer. We ask..., please read Job Summary The City is seeking a Senior HR Business Partner (HRBP) to join our dynamic Human Resources team. City...
and delivering compliance training Managing Regulatory Relations and Examinations Reporting to stakeholders, committees, senior... of Compliance Risk profile and Compliance Governance materials to senior management and other key stakeholders Support...
. HUB is the 5th largest global insurance and employee benefits broker, providing a boundaryless array of business insurance... through Mergers & Acquisitions (M&A). This role will provide day-to-day solution architecture strategic assessments, guidance...
to enhancing and scaling Carta's source to pay processes. This team member will report to the Procurement Team's Senior Manager... Experience in financial services (fintech, banking, broker-dealer, etc.). Familiarity with procurement tools like Zip...
: Underwriting Support Grade M (Non-Exempt Overtime Eligible) How does this role contribute to our collective success? The..., serving as a critical partner to the underwriting teams and placing brokers. Working closely with the Senior Account Manager...
and detailed reports to senior management, and gathers stakeholder feedback to refine execution. The role builds awareness of CDRC... and progress of presented projects. The Federated Research Data Broker Program is a structured, compliant, and supported program...
I hope you're doing well. My name is Naveen Golden, and I'm a Staffing Specialist at Golden Technologies Inc. I'm...-Remote Duration: long term Contract OBM-Senior Architect 2 / SA 2 (756462) This is Hybrid 1 day a week On-site...
General Summary Provides support to Senior Regional Director/Market Leader. Perform various duties that are necessary... plans. Schedule and organize broker events in coordination with corporate marketing department. Collect market information...
with other internal control programs to include Sarbanes-Oxley (SOX) Program, the FR Y-14 CFO Attestation Program, and the Broker-Dealer..., procedures, standards and training for SOX Compliance, Broker-Dealer 17a-5 Compliance, Internal Control requirements...
/ scripting Qualifications: BACHELOR OF COMPUTER SCIENCE Thanks and Regards, Suresh Durgam Senior Recruiter M... / SQR / nVision / BI Publisher / PS Query / Security / Integration Broker PeopleSoft FSCM 9.2 - GL / AR / AM / Project...
Banking coverage business including Debt and Equity Capital Markets, M&A, Leveraged Finance, Lending, Structuring, execution... and work directly with senior leadership in policy making decisions. Prepare reports for top management on loss incidents...
is responsible for managing the on-site community marketing function and/or performing as a senior representative in the sales... a follow-up program to turn prospects into buyers. Includes buyer referrals and co-broker sales. Provides continual evaluation...
is responsible for managing the on-site community marketing function and/or performing as a senior representative in the sales... a follow-up program to turn prospects into buyers. Includes buyer referrals and co-broker sales. Provides continual evaluation...
position is filled. About Stifel: Keefe, Bruyette & Woods, A Stifel Company, is a full-service investment bank and broker..., insurers, broker-dealers, mortgage banks, asset managers, REITs, specialty finance firms, securities exchanges and fintech...
System (SFS), including reviewing or submitting requests for new bank codes, bank accounts, or broker codes... scenarios and coaching Associate and Senior Accountants through testing and test documentation. Serve as a subject matter...
and broker dealer specializing in the financial services sector. The firm maintains industry‐leading positions in the areas... to depositories, insurers, broker-dealers, mortgage banks, asset managers, REITs, specialty finance firms, securities exchanges...