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Keywords: Senior Broker, Location: New York City, NY

Page: 10

AVP (Associate), Operational Risk - Compliance

our US broker dealer, Lloyds Securities Inc. Lloyds Bank is committed to attracting, retaining and developing the best talent in... by providing critical guidance and support to the business and senior management in order for the business to manage their risks...

Posted Date: 22 Aug 2024
Salary: $95000 - 120000 per year

Monitor & Surveillance Compliance Officer (Director)

for day-to-day monitoring and surveillance of the Global Markets Division (“GMD”) Swap Dealer and U.S. Broker-Dealer. Key... Reconstruction, etc.) -Review daily broker-dealer surveillance (ex. Off-Market, Markup/Markdown, etc.) -Perform routine...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 22 Aug 2024

Monitor & Surveillance Compliance Officer (Director)

Markets Division (“GMD”) Swap Dealer and U.S. Broker-Dealer. Key Responsibilities: -Assist in developing and implementing... for swap dealer activity (ex. Pre-Trade Mid-Market Mark, Daily Marks, Trade Reconstruction, etc.) -Review daily broker-dealer...

Posted Date: 22 Aug 2024

Early Careers: Corporate Risk and Broking Internship -Broking- Summer 2025 - New York

and colleagues in the insurance industry. The program provides the opportunity for interns to work alongside senior leadership... and risk management needs through deep industry specific expertise. The role of a broker is to help our clients mitigate...

Posted Date: 21 Aug 2024
Salary: $22 - 25 per hour

Early Careers: CRB Graduate Development Program - Broking Analyst - Summer 2025- New York

management needs through deep industry-specific expertise. The role of a broker is to help our clients mitigate their total cost..., and structure risk. Once modeled, the broker personally escorts the clients’ risk into the market and draws upon their market...

Posted Date: 21 Aug 2024
Salary: $75000 per year

Investment Bank Compliance Officer – Origination & Advisory - Vice President

a fast-paced and high-pressured environment Ability to project confidence and professionalism in dealings with senior... advisory engagements and transactions is essential Functional knowledge of FINRA, SEC, broker dealer regulations...

Company: Deutsche Bank
Location: New York City, NY
Posted Date: 19 Aug 2024
Salary: $125000 per year

2025 Summer Intern - Global Wealth Management, Strategic Accounts

clients (i.e., national & regional broker-dealers, banks, platforms, etc.). Members of the Strategic Accounts team function... & social events! Your supervisor, peer mentor, senior leaders and team offer guidance and mentorship throughout the summer...

Company: PIMCO
Location: New York City, NY
Posted Date: 17 Aug 2024
Salary: $43.26 per hour

P&C Insurance Risk Consulting Manager - Analytics

to apply to join our highly skilled team! About the role As a Senior Manager, you will be responsible for evolving and delivering... of business, having worked for an insurer, broker, consulting firm or analytics company, Ability to interpret complex analysis...

Company: Swiss Re
Location: New York City, NY
Posted Date: 17 Aug 2024

Information Security Manager - New York

program. Prepare and present regular reports on the status of the information security program to senior management... banks and broker-dealers use our electronic trading platforms to operate the world's financial market infrastructure. ION...

Company: ION Group
Location: New York City, NY
Posted Date: 16 Aug 2024
Salary: $110000 - 140000 per year

Sr. Oracle DBA / Fusion Middleware Application DBA

Trigyn has an immediate opening for a Senior Oracle DBA / Fusion Middleware Application DBA to support... Data Guard solution and DG broker implementation. Experience with Oracle single sign workflow using Oracle access manager...

Posted Date: 16 Aug 2024

Legal Counsel – Investment Bank - Vice President

committees and working groups (where appropriate) How You’ll Lead Close communication with team leader and senior legal... of investment banks and broker-dealers as well as a general understanding of the Banking and financial markets Excellent written...

Company: Deutsche Bank
Location: New York City, NY
Posted Date: 16 Aug 2024
Salary: $170000 per year

CIO - Victor Insurance

Insurance within the Marsh Technology organization. This senior position manages multiple departments within Victor IT... and directly works with CEO/President of Victor insurance as well as the CIO Marsh Tech and other senior positions in MMC Tech...

Company: Marsh McLennan
Location: New York City, NY
Posted Date: 15 Aug 2024

Account Specialist II

presentation. Actively supports and monitors the renewal process. At the direction of the Broker, drafts quote comparisons..., receivables, and collections. Addresses and resolves problems. May provide guidance and mentoring to a less senior account...

Company: Aon
Location: New York City, NY
Posted Date: 11 Aug 2024
Salary: $61400 per year

Vice President, US Bond Financing Group - Capital Markets

significant contributions to the desk. The role will support the senior members of the desk by providing key updates, relevant... services through our US broker dealer, Lloyds Securities Inc. Lloyds Bank is committed to attracting, retaining...

Posted Date: 11 Aug 2024

Vice President, US Bond Financing Group - Capital Markets

and provide significant contributions to the desk. The role will support the senior members of the desk by providing key updates... services through our US broker dealer, Lloyds Securities Inc. Lloyds Bank is committed to attracting, retaining...

Posted Date: 10 Aug 2024

Account Executive Trainee

and individuals on how to prepare for the unexpected. As the 5th largest global insurance broker, our focus is dedicated to providing..., Trainees will learn all aspects of the insurance industry by working directly with our Senior Commercial Property & Casualty...

Posted Date: 10 Aug 2024
Salary: $34.35 per hour

Account Executive Trainee

and individuals on how to prepare for the unexpected. As the 5th largest global insurance broker, our focus is dedicated to providing..., Trainees will learn all aspects of the insurance industry by working directly with our Senior Commercial Property & Casualty...

Posted Date: 10 Aug 2024
Salary: $34.35 per hour

Account Executive Trainee

and individuals on how to prepare for the unexpected. As the 5th largest global insurance broker, our focus is dedicated to providing..., Trainees will learn all aspects of the insurance industry by working directly with our Senior Commercial Property & Casualty...

Posted Date: 10 Aug 2024
Salary: $34.35 per hour

Account Executive Trainee

and individuals on how to prepare for the unexpected. As the 5th largest global insurance broker, our focus is dedicated to providing..., Trainees will learn all aspects of the insurance industry by working directly with our Senior Commercial Property & Casualty...

Posted Date: 10 Aug 2024
Salary: $34.35 per hour

Account Specialist II

presentation. Actively supports and monitors the renewal process. At the direction of the Broker, drafts quote comparisons..., receivables, and collections. Addresses and resolves problems. May provide guidance and mentoring to a less senior account...

Company: Aon
Location: New York City, NY
Posted Date: 10 Aug 2024
Salary: $61400 per year