approach to risk management by advancing “the analytical broker.” Simply put, our purpose is to reduce the likelihood of claims... Pension Plan and Savings Plan (401k). All Level 38 and more senior roles may also be eligible for non-qualified Deferred...
as part of the team and assist the Senior Managers and/or Director, US Internal Control & Global Wholesale Operations Audit... including Capital Markets, Compliance, Risk Management, and IT to develop a stronger strategy for banking/broker-dealer audit...
approach to risk management by advancing “the analytical broker”. Simply put, our purpose is to reduce the likelihood of claims...). All Level 38 and more senior roles may also be eligible for non-qualified Deferred Compensation and Deferred Savings Plans...
Howden Tiger is the global reinsurance broker and risk, capital, & strategic advisor focused on relentless innovation... through broad and frequent exposure to both other junior and senior bankers. You will have an opportunity to work...
objectives. HOW YOU WILL FULFILL YOUR POTENTIAL Actively managing option portfolios alongside senior portfolio managers..., operations, technology, strats, sales) as well as external broker-dealers Communicating strategy updates/recommendations...
as part of the team and assist the Senior Managers and/or Director, US Internal Control & Global Wholesale Operations Audit... including Capital Markets, Compliance, Risk Management, and IT to develop a stronger strategy for banking/broker-dealer audit...
! Job Description The NA Senior Macro Trader is responsible for trading across various asset classes, including Fixed Income and FX cash... and relationships. Undertake various projects as assigned by senior trading staff, contributing to the ongoing improvement...
Zurich is currently hiring for an experienced Private Equity Underwriter (Mid-Senior or Senior) for our Middle Markets... will be filled at either the Mid-Senior or Senior level. The hiring manager will determine the appropriate level based upon the...
as needed What We're Looking for 6+ years of experience in a sales capacity with prior broker/dealer, buy-side firm, or other electronic... and influencing skills (eg. negotiation, consultative skills) Ability to advise senior-level managers at both buy-side and sell-side...
mentoring / succession relationship with several High Potential Senior Underwriters. Oversee workflows, staffing resources..., a plus 5+years of Property experience preferred Strong understanding of field distribution plant (broker, regional...
securities. To date, Prometheum has built multiple broker-dealers traversing novel areas and a large technology stack..., booklets, and more. Collaborate with Senior Brand Designer to create compelling copy for various marketing materials...
legal advice and guidance to clients/senior managers on commercial real estate (CRE) financing matters, including..., and transactions comply with all relevant laws and regulations. Make recommendations to senior management on how to respond to legal...
and guidance to Operations functions in dealing with regulators Brief senior leadership on risks identified and ensure stakeholder... U.S Understanding of the global regulatory environment Experience working at a U.S. registered broker-dealer, swap dealer, futures...
a robust supervisory framework for the U.S. registered broker-dealer and OTC derivative/swap trading products, including: Cash... Markets business head, senior Compliance officer and, if appropriate, head of US Global Markets for resolution including...
and beyond. This senior level position supports PE&TS Producers by overseeing the entire lifecycle of a portfolio company from initial...-closing, and supporting post-closing placement and ongoing operational needs. This senior level role is critical to the stewardship of our key...
securities. To date, Prometheum has built multiple broker-dealers traversing novel areas and a large technology stack... with senior level business leaders in a professional and effective manner both in person and written. Can be relied upon...
such as scorecards and broker votes Experience working in a trading floor environment Ability to effectively communicate to senior... and deepen relationships by providing thoughtful client data analysis. Support Senior Relationship Management and Global Sales...
through our US broker dealer, Lloyds Securities Inc. Lloyds Bank is committed to attracting, retaining and developing the... and senior management in order for the business to manage their risks appropriately. Responsibilities: Assist in the...
for day-to-day monitoring and surveillance of the Global Markets Division (“GMD”) Swap Dealer and U.S. Broker-Dealer. Key... Reconstruction, etc.) -Review daily broker-dealer surveillance (ex. Off-Market, Markup/Markdown, etc.) -Perform routine...
), Securities and Exchange Commission (SEC), broker dealer regulations and other relevant bank regulations; knowledge of Regulation... skills, with the ability to effectively influence others and engage senior stakeholders and foster collaboration...