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Keywords: Senior Broker | Transactional Risk, Location: USA

Page: 1

Senior Broker | Transactional Risk

We've been retained to lead the search for a Senior Corporate Lawyer focused on private equity / private M&A deals... legal and commercial skill-set within a transactional environment. Please contact Sunny Everton in confidence. Visit the...

Company: IDEX Consulting
Location: USA
Posted Date: 28 Nov 2024

Senior Advisor, Transactional Risk

, in accordance with company policies.): Senior Advisor, Transactional Risk We will count on you to: Serve as the primary senior... Transactional Risk Practice representative for Marsh on the US west coast with respect to the Representations and Warranties...

Company: Marsh McLennan
Location: San Francisco, CA
Posted Date: 19 Dec 2024

Compliance Testing Sr Analyst - Broker Dealer C12/ AVP

Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Compliance Testing... of defense. The Compliance Testing Sr. Analyst performs risk-based testing of Citi’s compliance risks in order to assess the...

Company: Citigroup
Location: Tampa, FL
Posted Date: 01 Feb 2025
Salary: $79120 - 118680 per year

Senior Financial Institutions Underwriter, Wholesale E&S

Zurich is currently looking to hire an experienced Senior Underwriter to join our Wholesale Financial Institution team...! This position is dedicated to the wholesale broker channel and presents a great opportunity to join our Financial Institution team...

Company: Zurich
Location: Chicago, IL
Posted Date: 04 Feb 2025
Salary: $98300 - 161000 per year

Senior Lead Counsel 1/SVP - Derivatives Regulatory Legal (Hybrid)

documentation. Experience in transactional work, including cross-border experience is preferred. Knowledge of broker dealer... Regulatory Advisory and Transformation legal group in the U.S. is hiring a senior lawyer who will provide legal coverage...

Company: Citigroup
Location: USA
Posted Date: 31 Jan 2025

Financial Crimes - KYC Operations - Senior Manager

processes (commercial, retail, private banking, broker dealers) and transactional flows; - Knowledge of common and emerging...Industry/Sector Banking and Capital Markets Specialism Conduct and Compliance Management Level Senior Manager...

Company: PwC
Location: New York City, NY
Posted Date: 10 Jan 2025

TAX SENIOR MANAGER II

broker-dealer and a US branch of our parent company in Spain, BBVA, S.A., conducting Global Markets, Global Transactional... changes. Tax Advisory Tax assistance, in collaboration with Tax Department senior staff, in evaluating the tax...

Company: BBVA
Location: New York City, NY
Posted Date: 04 Jan 2025
Salary: $150000 - 185000 per year

Energy Settlements Analyst II / Senior | Regulatory Compliance & Market Transactions

Settlements Analyst II / Senior | Regulatory Compliance & Market Transactions Are you passionate about energy markets..., regulatory compliance, and data-driven decision-making? As an Energy Settlements Analyst II or Senior, you'll play a critical...

Company: APS
Location: Phoenix, AZ
Posted Date: 08 Dec 2024

Senior Trade Compliance Specialist

Compliance Manager in providing strategic, risk-based direction to internal customers as it relates to import compliance...: U.S. Customs broker license Expertise in free trade agreement qualifications, rules of origin and other customs regulations SAP...

Company: Covestro
Location: Pittsburgh, PA
Posted Date: 18 Jan 2025

RCA SENIOR MANAGER I

, global lending and transactional businesses for international and domestic corporate clients and institutional investors... will be responsible for the Risk Control Assurance tasks for front, middle and back office of the BBVA USA entities. This position...

Company: BBVA
Location: New York City, NY
Posted Date: 18 Jan 2025
Salary: $135000 - 150000 per year

Deputy General Counsel, Institutional Group

on providing transactional, lending, credit, and general legal advice to Stifel’s Institutional Group, including Keefe, Bruyette... responsibility to investment bankers, sales and trading professionals, and senior management, along with colleagues in the Legal...

Company: Stifel
Location: New York City, NY
Posted Date: 06 Feb 2025

Product Underwriting Legal – Product Counsel

and other para-professionals providing high quality advisory, transactional and regulatory support across the Company. This role will support... with appropriate parties to effectuate the transition. Develop AIG policies and endorsements based on broker and other insurers...

Company: AIG
Location: New York City, NY
Posted Date: 23 Jan 2025
Salary: $160000 - 190000 per year

Oliver Wyman - Learning Technology & Operations Manager

Marsh, the insurance broker and risk advisor; Guy Carpenter, the risk and reinsurance specialist; Mercer, the provider of HR..., risk management, and organization transformation. Over 7,000 professionals help clients optimize their business, improve...

Company: Marsh McLennan
Location: Chicago, IL
Posted Date: 19 Jan 2025
Salary: $90000 - 140000 per year

Director, Equities Compliance

Application Deadline: 02/11/2025 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance The... Equities Electronic Trading businesses, across two U.S. broker-dealers. The role will include accountability for compliance...

Company: Bank of the West
Location: New York City, NY
Posted Date: 14 Jan 2025

Fraud Management - Manager

, wholesale, private banking, broker-dealers, and transactional flows - Awareness of common and emerging issues impacting..., conduct internal fraud programs and risk assessments, and enhance existing internal fraud operations processes...

Company: PwC
Location: New York City, NY
Posted Date: 11 Jan 2025

Oliver Wyman - Talent Manager - Chicago

experts and specialty consultants, including Marsh, the insurance broker and risk advisor; Guy Carpenter, the risk..., operations, risk management, and organization transformation. The firm has more than 6,000 professionals around the world who...

Company: Marsh McLennan
Location: Chicago, IL
Posted Date: 10 Jan 2025
Salary: $84000 - 137000 per year

Accounting Manager

for our transactional service lines within assigned geographic regions along with supporting the creation of the Global Revenue CoE... Ability to leverage understanding of technical matters to ensure proper company-wide application reduce business risk and finding...

Company: Robert Half
Location: Chicago, IL
Posted Date: 22 Dec 2024
Salary: $120000 per year

Lead Asset Manager, Commercial Real Estate

successful results while effectively managing risk. Real estate acquisitions and transactional experience is a plus. What we’ll...Job Description: Employer: DWS Group Title: Senior Asset Manager & Team Lead - Commercial Location: California...

Company: Deutsche Bank
Location: Costa Mesa, CA
Posted Date: 20 Dec 2024

Subcontractor Default Insurance (Construction) Data Analytics Specialist

, manufacturers and suppliers, and commercial enterprises on an account and transactional basis. We are committed to building mutually... dynamics, key business drivers, and financial elements. Leverage strong United States and Canadian broker relationships...

Company: State Auto
Location: California
Posted Date: 18 Dec 2024
Salary: $164400 per year

Fraud Management Director

and services, including commercial and wholesale banking, retail, private banking, broker-dealers, and transactional flows... Job Description & Summary At PwC, our people in Financial Crimes Risk and Compliance focus on maintaining regulatory compliance and managing...

Company: PwC
Location: New York City, NY
Posted Date: 27 Nov 2024