and Compliance Officer plays a key role in assisting the Investigations and Compliance Unit fulfill its responsibilities... Guidelines. The Investigations and Compliance Officer will work directly with City agencies to ensure compliance...
Serves as a senior function/business/product compliance risk officer for US Personal Banking Operations - Customer... Service - Citi Retail Services (CRS) Independent Compliance Risk Management (ICRM) responsible for establishing internal...
Serves as a senior compliance risk officer for US Personal Banking Operations - Customer Service - Branded Cards... Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes...
next step? Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION: As a Compliance Officer II (COII.... Excellent oral and written communication #LI-GM1 Compliance Officer II - Compliance Testing - Wealth and Asset Management...
with the Network General Counsel and other members of Network Senior Management in identifying areas where compliance... of Trustees Audit Committee at its regular meetings, (ii) Senior Management as needed, and (iii) the President/ CEO and/or the...
with the Network General Counsel and other members of Network Senior Management in identifying areas where compliance... of Trustees Audit Committee at its regular meetings, (ii) Senior Management as needed, and (iii) the President/ CEO and/or the...
Self-Clearing Broker Dealer seeks experienced Chief Compliance Officer with a minimum of 5 years of experience working... role of Chief Compliance Officer working at a Self-Clearing Broker-Dealer within the last 10 years will be considered...
The Vice President, Network Chief Compliance and Privacy Officer (CCPO) is the senior leader responsible for the... Counsel and other members of Network Senior Management in identifying areas where compliance and privacy efforts...
Job Description: JOB SUMMARY: The Quality Director/HIPAA & Compliance Officer is a combined leadership role.... Position reports to Chief Nursing Officer. Exempt. Key Responsibilities: Compliance Management: Ensure the hospital...
A homecare company is seeking a Compliance Officer to ensure full adherence to state and local regulations... from regulatory risks and maintaining ethical standards. The Compliance Officer will manage audits, address violations, and build...
today—and tomorrow. Job Summary The Chief Compliance & CRA Officer reports to the Chief Risk Officer of Thrivent Bank. This role leads the Bank... Compliance & CRA Officer will be a key member of management and will work closely with leaders throughout the Bank to assess...
. Mortgage Compliance Officer will be asked to ensure compliance with all mortgage banking laws, rules, regulations... Officer will play a major role in the Compliance Management System (“CMS”) and will assist with the compliance and risk...
a positive difference in the lives of others. The Compliance and Privacy Officer is responsible for: Developing... as an expert advisor on all compliance-related matters, providing guidance to senior leadership and ensuring alignment...
a positive difference in the lives of others. The Compliance and Privacy Officer is responsible for: Developing... as an expert advisor on all compliance-related matters, providing guidance to senior leadership and ensuring alignment...
County Public Utility is currently accepting applications for an Environmental Compliance Officer to join our team. Working... closely with Public Utility leadership, the Environmental Compliance Officer plays a vital role in helping to ensure...
As MarketAxess expands both domestically and internationally, we are looking to add an Assistant Chief Compliance Officer..., plus one (1) day at home. This position will report directly to the firm's Chief Compliance Officer. How You'll Help...
A homecare company is seeking a Compliance Officer to ensure full adherence to state and local regulations... from regulatory risks and maintaining ethical standards. The Compliance Officer will manage audits, address violations, and build...
solutions. #LI-GM1 Compliance Officer I LOCATION -- Cincinnati, Ohio 45227 Fifth Third Bank, National Association... of risks, and the execution of procedures to evaluate the Bancorp's compliance with laws, regulations and industry standards...
Overview The compliance officer, Investments/Risk Management is an experienced sole contributor that assists the... chief compliance officer (CCO) in the management of compliance processes in support of Fort Washington Investment Advisors...
and Privacy Officer (CCPO) is the senior leader responsible for the oversight and operation of the University of Vermont Health...: UVMHN Integrity, Compliance & Risk Management Full Time Standard Hours: 40 Biweekly Scheduled Hours: Shift: Day...