About OpenYield OpenYield is transforming fixed income trading with a next-generation marketplace that delivers firm..., executable prices—instantly actionable at scale. As we grow, we’re seeking a dynamic General Counsel & Chief Compliance Officer...
and Trading Compliance Officer ("Sales and Trading Compliance Officer") within Guggenheim Securities. The Sales and Trading... Compliance Officer advises and assists the Firm's Sales and Trading Divisions in establishing, implementing, and testing...
, Compliance, and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large... and trading groups with a focus on all Fixed Income activities including Primary Dealer and fixed income futures activity...
, but not required Demonstrated understanding of the business, particularly with the focus on Fixed Income and Currencies business Experience...Job Description: Job Title Swap Dealer and Security-Based Swap Dealer Compliance Corporate Title Vice President...
financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... for every future! Purpose The Audit Manager/Senior Audit Manager supports/leads and oversees the internal audit and loan...
of interviews** This role is for Fixed Income Division Credit Trading Operations. Job Description: The team provides... operational coverage to the Fixed Income Credit derivative trading business, supporting Single Name, Index (CDX, CDX EM, iTraxx...
financial firm and will also work directly with the Deputy Chief Information Officer and the Chief Information Officer. OCIO... building, and can push processes forward, working on behalf of very senior executives and experienced team leads. Must maintain...
NY Office / Facilities Manager About Us The Tudor Group manages assets across fixed income, currency, commodity... Jones II, Co-Chairman, Chief Investment Officer, and the controlling principal, founded the Tudor Group in 1980. Since its...
understanding of Fixed income (e.g. Mortgage Backed Securities, Repos, Bonds and Futures) products, services, and systems... Operational Risk and Resilience (CM ORR) group. As part of the Capital Markets Office of the Chief Operating Officer (CM OCOO...
financial products particularly equities, fixed income and derivatives instruments Strong experience in one of the key product... areas covered by the team (e.g., equities, fixed income, derivatives, etc.) Comfortable working with data and using it...
financial products particularly equities, fixed income and derivatives instruments Strong experience in one of the key product... areas covered by the team (e.g., equities, fixed income, derivatives, etc.) Comfortable working with data and using it...
, fixed income and derivatives instruments Strong experience in one of the key product areas covered by the team (e.g...., equities, fixed income, derivatives, etc.) Experience working with various stakeholders on regulatory examinations...
ideal candidate for this VP role within Capital will have a broad understanding of fixed income markets, consumer loan... strategy and fostering strong financial partnerships. Reporting directly to the Chief Capital Officer, you will have high...