] standards) and overseeing their ongoing sustainment and effectiveness in the following areas: Supports Senior manager Corporate... controls to meet obligations with respect to regulatory compliance risk and conduct risk, including but not limited...
Securities Inc. (SSI) and Tangerine Investment Funds Ltd. (TIFL) Accountabilities Assists the Senior Manager, Mutual Fund... and in which further guidance is required or falls outside existing policies to the Senior Manager. Critical matters are immediately...
litigation. - Assist Senior Manager with the coordination/management of any examinations or investigations, and coordinate.... Participates in investigating and assisting with internal and regulatory investigations in accordance with regulatory requirements...
litigation. - Assist Senior Manager with the coordination/management of any examinations or investigations, and coordinate.... Participates in investigating and assisting with internal and regulatory investigations in accordance with regulatory requirements...
Securities Inc. (SSI) and Tangerine Investment Funds Ltd. (TIFL) Accountabilities Assists the Senior Manager, Mutual Fund... and in which further guidance is required or falls outside existing policies to the Senior Manager. Critical matters are immediately...
- Public Markets Compliance, the Senior Analyst is focused on supporting the management and advancement of critical investment... legislative/regulatory obligations outside the firm. Accordingly, the role concentrates on conducting routine (and, occasionally...
, Confluence, SQL and be willing to learn adhoc Nice-to-have Chartered Financial Analyst (CFA) and/or Financial Risk Manager... applications? Come join us! Global Functions Technology (GFT) is part of RBC’s Technology and Operations division. GFT’s impact...
within Global Functions Technology that deals with trading and employee surveillance, privacy, and risk governance. This position... professional who thrives on delivering high-performing applications? Come join us! Global Functions Technology (GFT) is part...
technology and regulatory projects/initiatives which may affect the Derivative Settlements team Ensures significant risk... as well as working closely with the Senior Manager and/or Director, to provide leadership and ensure business objectives...
choices, making transactions secure, simple, smart and accessible. Our technology and innovation, partnerships and networks... potential. Title and Summary Manager, Legal Compliance Overview The Business Conduct Office (“BCO”) develops...
culture. The Manager, Third-Party Management is responsible for building, maintaining and enhancing relationships with IT... vendors and internal stakeholders (such as IT leadership and end users). The role is also responsible for the IT Vendor's Risk...
technology and regulatory projects/initiatives which may affect the Derivative Settlements team Ensures significant risk... as well as working closely with the Senior Manager and/or Director, to provide leadership and ensure business objectives...
culture. The Manager, Third-Party Management is responsible for building, maintaining and enhancing relationships with IT... vendors and internal stakeholders (such as IT leadership and end users). The role is also responsible for the IT Vendor’s Risk...
, external customers or industry participants. Address escalated questions independently; seeking assistance from Senior Manager..., and regulatory requirements are met. Accurately review, verify, and/or record data into technology supporting department processes...
ever-evolving capital markets landscape? If so, we invite you to join our dynamic risk management team as a Manager, Capital Markets... stress testing processes that support informed decision-making, regulatory compliance, and the Bank's overall risk appetite...
Senior Manager, National Field Operations and in market Relationship Managers in order to implement risk and compliance...'s overall success by leading a team and initiatives to minimize regulatory, Tier 1 and reputational risk to the firm. The...
for Risk Decision Support and Regulatory Capital calculations. You will work with multi-disciplinary teams to maintain, enhance... monthly, quarterly, annual and ad-hoc risk model reports Support quarterly regulatory reporting requirements by working...
Senior Manager, National Field Operations and in market Relationship Managers in order to implement risk and compliance...’s overall success by leading a team and initiatives to minimize regulatory, Tier 1 and reputational risk to the firm. The...
ever-evolving capital markets landscape? If so, we invite you to join our dynamic risk management team as a Manager, Capital Markets... stress testing processes that support informed decision-making, regulatory compliance, and the Bank’s overall risk appetite...
for Risk Decision Support and Regulatory Capital calculations. You will work with multi-disciplinary teams to maintain, enhance... monthly, quarterly, annual and ad-hoc risk model reports Support quarterly regulatory reporting requirements by working...