: Implementation and support of enterprise-level software solutions. Digital Services: Services related to digital technologies... and strong analytical skills. Strong understanding of the financial markets and banking, including broker-dealer product-based knowledge...
Do Develop a strategy for financial and regulatory audits, risk management, and annual planning for banking and broker-dealers..., and assist in successfully executing banking and broker-dealer-related audits, regulatory matters, and strategic initiatives...
across Europe, the Americas, Asia-Pacific, the Middle-East and North Africa, support the Bank's clients, meeting their financial... for day-to-day monitoring and surveillance of the Global Markets Division (“GMD”) Swap Dealer and U.S. Broker-Dealer. Key...
our US broker dealer, Lloyds Securities Inc. Lloyds Bank is committed to attracting, retaining and developing the best talent in... by providing critical guidance and support to the business and senior management in order for the business to manage their risks...
managers group. They also provide analytical support for the firm’s portfolio managers by highlighting risks and making... in the banking, broker and specialty finance sectors preferred, ideally with knowledge of statutory accounting...
support to the Origination & Advisory Capital Markets business which focuses on investment banking advisory engagements... that support an inclusive workplace for everyone and promote community engagement Competitive compensation packages including...
to ensure adequate controls over finance functions (e.g., banking & broker-dealer activities/reporting) and validate source... of appropriate audit plans/activities for assigned areas (e.g., banking & broker-dealer regulatory reporting, financial reporting...
across Europe, the Americas, Asia-Pacific, the Middle-East and North Africa, support the Bank's clients, meeting their financial... for day-to-day monitoring and surveillance of the Global Markets Division (“GMD”) Swap Dealer and U.S. Broker-Dealer. Key...
to ensure adequate controls over finance functions (e.g., banking & broker-dealer activities/reporting) and validate source... of appropriate audit plans/activities for assigned areas (e.g., banking & broker-dealer regulatory reporting, financial reporting...
Do Develop a strategy for financial and regulatory audits, risk management, and annual planning for banking and broker-dealers..., and assist in successfully executing banking and broker-dealer-related audits, regulatory matters, and strategic initiatives...
management needs through deep industry-specific expertise. The role of a broker is to help our clients mitigate their total cost..., and structure risk. Once modeled, the broker personally escorts the clients’ risk into the market and draws upon their market...
and risk management needs through deep industry specific expertise. The role of a broker is to help our clients mitigate..., model, and structure risk. Once modeled, the broker personally escorts the clients’ risk into the market and draws upon...
-standard work or work that does not meet firm's/client's expectations. Use data and insights to inform conclusions and support... Management, Sales and Trading Operations; Broker Dealer Compliance; and, Data and Analytics in a Sales and Trading business...
of support. We’re with you every step of the way! What we will ask of you: Commitment to Hach & Rose and the clients we serve... box thinker and collaborative to support our growth. Empathic and compassionate. High level of professional presence...
systems that benchmark key aspects of insurance company performance against peers and support advisory solutions. Develop... on a timely basis to broker queries. Curate information through text mining queries and corresponding data visualization...
President Location New York, NY Overview You will focus on providing real-time support to the Origination & Advisory... flexibility, generous vacation, personal and volunteer days Employee Resource Groups support an inclusive workplace...
manage risk and ultimately support the profitable growth of organizations in a dynamic, competitive and ever-changing..., account/broker meetings, and presentations. Conducting property loss control inspections of various types of process...
handoff) Support the Sales team on employer opportunities that come through broker channels and educate them on any preferred...
clients (i.e., national & regional broker-dealers, banks, platforms, etc.). Members of the Strategic Accounts team function... include: Conducting research on market trends, competitor offerings, economic indicators, and investment products to support...
: Implementation and support of enterprise-level software solutions. Digital Services: Services related to digital technologies... of the financial markets and banking, including broker-dealer product-based knowledge, and the ability to conduct independent...